Search for: "Trustee-Chief Financial Officer" Results 61 - 80 of 397
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20 Jan 2019, 9:57 am by Gene Takagi
An authorized agent may be the president or chief executive officer, treasurer or chief financial officer of a public benefit corporation; or a trustee if the organization is a trust; or other authorized agent of the organization. [read post]
7 Nov 2014, 10:14 am by Lax & Neville LLP
On October 29, 2014, the Securities and Exchange Commission’s (“SEC”) Enforcement Division, in an Order Instituting Administrative and Cease-And-Desist Proceedings (“Order”), alleged that Sands Brothers Asset Management, LLC (“Sands Brothers”), its co-founders Steven Sands and Martin Sands, and its Chief Compliance Officer and Chief Operating Officer Christopher Kelly, violated Section 206(4) of the Investment Advisers Act… [read post]
18 Jan 2020, 6:42 am
In yesterday’s annual letter to CEOs, BlackRock’s Chairman and Chief Executive Officer Larry Fink advocated for standardized and accelerated sustainability disclosures and endorsed both the industry-specific standards developed by the Sustainability Accounting Standards Board (SASB) and the climate-specific framework developed by the Task Force on Climate-related Financial Disclosures (TCFD) as the benchmark frameworks. [read post]
16 Mar 2010, 3:18 pm by Alain Leibman
The posting described the position at Yeshiva University in part as follows: Reporting to the Executive Director of Financial Services, the Director of Tax and Compliance will plan, develop and lead tax management activities for the University in consultation with the Vice President for Business Affairs and CFO and staff (Treasurer, Chief Investment Officer, Director of Internal Audit, and Executive Director of Financial Services and will consult regularly with… [read post]
23 Jan 2023, 3:18 pm by Avery Schmitz
A panel discussion, moderated by AEI Nonresident Fellow Kirsten Axelsen, will feature Ryan Collins, CEO of Edenbridge Pharmaceuticals; Robyn Peters, chief commercial officer of Viver Health; and Kent Rogers, chief commercial officer of EQRx. [read post]
11 Sep 2012, 6:23 pm
FINRA Fines Rodman & Renshaw $315,000 for Supervisory and Information Barrier Violations; Former Chief Compliance Officer and Two Research Analysts Sanctioned, FINRA, August 22, 2012 Two Investment Advisors Convicted in California of High Yield Investment Fraud, US DOJ, August 28, 2012 SEC v. [read post]
16 Sep 2011, 6:00 am by Bill Raftery
Montana HB 97 Transfers supervision of Office of Appellate Defender from Chief Public Defender to Public Defender Commission. [read post]
10 Sep 2012, 8:13 am by Randy Coleman
In Florida, you can find lost assets from forgotten and abandoned bank accounts, securities, dividends that didn't make it to you, and other unclaimed assets listed by Florida's Chief Financial Officer at www.FLTreasureHunt.org. [read post]
16 Apr 2024, 3:07 am by Dan Filler
  The Position The President and Dean is the chief executive officer of the law school, reporting directly to the Board of Trustees and bearing responsibility for all aspects of the law school’s operation. [read post]
23 Jul 2012, 6:49 am by Administrator
Barry of the IRS Office of the Division Counsel/Associate Chief Counsel, Tax Exempt and Government Entities. [read post]
28 Sep 2021, 7:45 am by Cathy Moran
Close is nice but no more The chief advantage in a really local lawyer is convenience of travel to the lawyer’s office. [read post]
11 Sep 2014, 5:49 am by Adam Weinstein
Ziegler’s Chief Credit Officer created a Credit Watch List that tracked Church Bond issuers who were five or more weeks behind on sinking fund payments. [read post]
4 Dec 2022, 10:28 am by Kevin LaCroix
On December 1, 2022, in a press release full of statements critical of the investment firm BlackRock and its CEO, Larry Fink, Jimmy Patronis, the Chief Financial Officer of Florida, announced that the Florida Treasury would begin divesting $2 billion of Florida state assets currently under management by BlackRock. [read post]
16 Mar 2010, 6:04 pm by Randall Reese
"  In support of this allegation, the motion attaches an affidavit from Philip Jehle, who served as Chief Financial Officer of US Fidelis from September 2004 to summer 2005, as Chief Executive Officer from summer 2005 to winter 2005, and as Vice President of Operations from winter 2005 to October 2007. [read post]
14 Jul 2009, 10:30 am
Walder was the Executive Director and Chief Financial Officer at the MTA, the largest passenger transport system in the United States. [read post]