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25 Jan 2024, 10:10 am
In its consultation, published in November 2023, HMT set out draft legislation specifying which institutions are required to pay the levy and how the levy is apportioned. [read post]
25 Jan 2024, 6:16 am
Several individuals employed by European financial institutions then allegedly helped launder the PDVSA funds using the international banking system. [read post]
24 Jan 2024, 4:29 pm
On September 29, Goldman Sachs, JP Morgan, and Bank of America agreed to pay a total of roughly $53 million to settle CFTC charges relating to a variety of swap dealer activities including failures related to swap data reporting. 10 — Exelon (SEC). [read post]
24 Jan 2024, 8:55 am
On 24 January 2024, the European Commission (Commission) published its report to the European Parliament and the Council on the macroprudential review for credit institutions, the systemic risks relating to Non-Bank Financial Intermediaries (NBFIs) and their interconnectedness with credit institutions, under Article 513 of the Capital Requirements Regulation (CRR). [read post]
23 Jan 2024, 9:01 pm
Wells Fargo Investors’ $1 billion settlement against Wells Fargo comes in the wake of years of scandal and resolves allegations that the bank concealed its inability to clean up its act. [read post]
23 Jan 2024, 3:02 pm
The CTA provides for several exemptions, such as reporting securities issuers and public companies, banks, depository institution holding companies, certain money transmitting businesses, certain broker-dealer, certain financial advisers, certain venture capital advisers, certain registered investment companies and investment advisers, commodities exchange act registered entities, and tax-exempt entities. [read post]
23 Jan 2024, 10:35 am
They have assisted central banks, supervisors, and other financial actors in exploring various potential future outcomes of climate change and the transition. [read post]
23 Jan 2024, 10:32 am
Project Promissa tests the feasibility of tokenising promissory notes, financial instruments that help fund multilateral development banks and other international financial institutions. [read post]
23 Jan 2024, 10:28 am
It is thus vital for financial institutions to assess the risks arising from the transition towards a decarbonised economy. [read post]
23 Jan 2024, 5:00 am
Financial Institution Regulations State Law Comparison Tool Access this tool for federal/state-specific guidance and the ability to compare state laws for banking and non-banking financial institutions in the areas of licensing, capital requirements, AML/CFT guidelines, recordkeeping, supervision, and enforcement authority. [read post]
23 Jan 2024, 4:05 am
The Northwestern Securities Regulation Institute kicked off yesterday with the Alan B. [read post]
22 Jan 2024, 9:01 pm
Today, I will share my thoughts on how we might fill this canvas, with a focus on retail investors and early-stage start-up companies, as opposed to institutional investors and late-stage private companies or pooled investment vehicles. [read post]
22 Jan 2024, 12:42 pm
Schedule 2ZA to the Bank of England Act 1998 makes provision for the Bank of England (BoE) to impose a charge, known as the BoE levy (levy) on eligible institutions to fund its policy functions in relation to a levy year. [read post]
19 Jan 2024, 6:39 am
Assessing the Accountability Mechanism of Multilateral Development Banks Against Access to Justice: The Case of the World Bank (Edward Chukwuemeke Okeke); Holding International Organizations Accountable: Recent Developments in U.S. [read post]
19 Jan 2024, 6:00 am
It took time but it shows the massive power of bank distribution. [read post]
19 Jan 2024, 4:44 am
On 18 January 2024, the European Banking Authority (EBA) issued a consultation on draft guidelines on the management of environmental, social and governance (ESG) risks. [read post]
19 Jan 2024, 4:37 am
On 18 January 2024, the European Banking Authority (EBA) issued a consultation on draft guidelines on the management of environmental, social and governance (ESG) risks. [read post]
18 Jan 2024, 9:01 pm
The proposed rule would require increased disclosure from banks to consumers about the impacts of an overdraft, and would limit the fees which banks may charge consumers for an overdraft. [read post]
18 Jan 2024, 2:24 pm
All of this requires the vanguard, the leading forces of society, to guide social collectives first to appropriate states of trust, and then to the elaboration of trust in trustworthy acts, in which trust is measured, and accountability developed, around the normative expression of trustworthy acts, thoughts, institutions, culture, economics, etc. [read post]
18 Jan 2024, 2:04 pm
Phishing is defined by the National Institute of Standards and Technology as a: “technique for attempting to acquire sensitive data, such as bank account numbers, through a fraudulent solicitation in email or on a web site, in which the perpetrator masquerades as a legitimate business or reputable person[.] [read post]
