Search for: "United Equity LLC"
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30 Dec 2011, 7:27 am
Madoff Investment Securities LLC was transferred to her estate and liquidated for approximately $2 million and the Trustee administering the Madoff liquidation filed a clawback suit against Mr. [read post]
23 Dec 2011, 10:29 am
Direct Edge is the fourth largest stock exchange operator in the United States. [read post]
20 Dec 2011, 1:47 pm
A subsidiary of Wells Fargo Bank, Wells Fargo Investments LLC changed its name to Wells Fargo Advisors LLC in March 2010 when it merged with Wachovia Securities LLC at the same time its parent bank merged with Wachovia Bank. [read post]
19 Dec 2011, 2:17 pm
Therefore why would you take a unit with restrictions on appreciation and equity? [read post]
13 Dec 2011, 1:39 pm
Malarz and Lin (who was at the time a registered representative at LPL Financial Corporation), allegedly solicited investors to invest in Malarz Equity Investments, LLC and Malarz Equity Investment, Inc., which were purportedly in the business of converting apartments to condominiums, and then selling condominium units to purchasers. [read post]
13 Dec 2011, 5:39 am
United States, 930 F.2d 867, 869 (Fed. [read post]
7 Dec 2011, 9:35 am
LNC Communities II, LLC, 2011 WL 5548955 (D. [read post]
7 Dec 2011, 5:45 am
ThinkStrategy Capital Fund was an equities-trading fund that ceased operations in 2007. [read post]
30 Nov 2011, 7:40 am
The 10 largest for-profit chains operate about 2,000 nursing homes in the United States, controlling approximately 13 percent of the country's nursing home beds. [read post]
29 Nov 2011, 12:29 pm
The 10 largest for-profit chains operate about 2,000 nursing homes in the United States. [read post]
21 Nov 2011, 11:32 am
United States of America on November 21, 2011. [read post]
21 Nov 2011, 3:00 am
Under the merger agreement, all of the JD members except Stulman received one unit of JD Merger for each unit of their interest in JD. [read post]
18 Nov 2011, 12:02 pm
According to IMH Financial Corporation latest 10-K annual report published in April 2011, from 2003 until 2008 The IMH Secured Loan Fund, LLC “raised $875 million of equity capital. [read post]
17 Nov 2011, 7:46 am
United States Attorney Rod J. [read post]
17 Nov 2011, 7:46 am
United States Attorney Rod J. [read post]
11 Nov 2011, 3:48 pm
Significant deficiencies with UBS aggregation units were also believed to be factors resulting in locate violations and order-marking. [read post]
DOJ Elects Not to Investigate SEC's Former General Counsel For Conflict of Interest in Madoff Matter
7 Nov 2011, 8:30 am
Madoff Investment Securities LLC (originally opened by Mr. [read post]
7 Nov 2011, 4:48 am
According to FINRA, the bank’s UBS Securities LLC broker-dealer unit allowed short-sale orders to be mislabeled or filled without checking to see if the sellers could even produce the underlying securities. [read post]
4 Nov 2011, 10:48 am
Moreover, beginning in January 2005 until April 2008, UBS improperly categorized equity hedge transactions made by its market-making unit as exceptions to Reg SHOandrsquo;s locate requirement. [read post]
4 Nov 2011, 4:06 am
AirFX LLC (Technology & Marketing Law Blog) [read post]
