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6 Jan 2009, 9:52 pm
Johnson's Dictionary (thanks, Patrick; thanks, Frank). [read post]
6 Sep 2007, 12:50 pm
First, Frank Pasquale blogs here about what type of privacy regulation is appropriate for Google and responds to an editorial in the Economist comparing Google to financial institutions, given that both serve as repositories of information about people. [read post]
20 Jul 2011, 12:31 pm
North Carolina-registered investment advisers and their representatives currently qualified for the State's de minimis exemption from investment adviser (and investment adviser representative) registration in accordance with Section 203(b)(3) of the Investment Advisers Act of 1940 may continue to temporarily rely on the exemption after the July 21st, 2011 effective date of SEC rules implementing Dodd Frank Act provisions, until the date the North Carolina Deputy Securities… [read post]
9 Jun 2011, 6:10 am
FRANK FRASCELLA, HONORABLE SKILLMAN, HONORABLE GILROY, MICHAEL RICCIARDULLI, KARIN WARD, RUPRECHT, HART & WEEKS, LLP, HONORABLE VICHNESS, App. [read post]
14 Jul 2009, 6:54 am
Barney Frank (D-MA) introduced H.R. 3139 that would temporarily extend the National Flood Insurance Program (“NFIP”) for an additional six months to March 31, 2010. [read post]
15 Nov 2007, 9:28 am
Thank you, readers, for tolerating our look at current derivatives through the lens of Frank Partnoy's earlier work. [read post]
7 Feb 2011, 2:40 pm
The CFPB was created as a result of last year’s financial industry regulation legislation, the Dodd-Frank Act. [read post]
11 Feb 2009, 11:41 am
It's time for the weekly round up of New York law-related news headlines: Fried, Frank Associate Files Complaint Alleging Anti-Gay Discrimination (AmLawDaily) New York Law Firm Launches 60-Minute Divorce (PR Web) NY Judge: Companies Must Contract For 'Unique' Visitors (MediaPost) Carnival Cruise Company Held Liable for Hundreds of Unwanted Faxes (National Law Journal) Chief Judge Nominee Draws on Administrative Skill (NY Times) (This is a content summary only. [read post]
15 Jan 2011, 9:40 am
Subprime Virus chronicles the rise and fall of the subprime market and the regulatory (non) response, from the Clinton Administration through the 2007/2008 financial crisis, the bailout and the Dodd-Frank reform legislation. [read post]
23 Apr 2016, 6:54 pm
Goddu, and Frank C. [read post]
8 Jan 2011, 8:39 am
In the attempt of promoting financial stability and better risk-management practices, the Dodd-Frank Act has introduced a number of significant executive compensation rules affecting all public U.S. companies. [read post]
28 Oct 2007, 8:21 pm
I've been on my little weekend jaunt to Stuart, Florida, absorbing sun instead of my usual nourishment of on-line news, so I'm just now noticing the Sunday Frank Rich column about Rudy Giuliani. [read post]
2 Sep 2011, 4:37 am
Like other GOP candidates he also called for repeal of the Dodd-Frank and health care reform laws, adding part of Sarbanes-Oxley for good measure. [read post]
30 Oct 2011, 5:33 am
With the increase in authority granted by the Dodd-Frank Act to state regulators over registered investment advisers, there has been a noticeable uptick in the number and intensity of state examinations of IA firms. [read post]
29 Mar 2016, 5:10 pm
DeSalvo, Bethany and Limehouse, Frank and Klimek, Shawn D., Documenting the Business Register and Related Economic Business Data (March 01, 2016). [read post]
14 Dec 2010, 10:21 am
But it has been moving quickly to draft rules mandated by the Dodd-Frank law.That law gave the CFTC the bulk of authority for dealing with over-the-counter derivatives and expanded the agency's jurisdiction from the $40 trillion futures market to include the nearly $300 trillion swaps market.The CFTC is required to complete the rules mandated by the financial overhaul within one year of the law's passage. [read post]
8 Jun 2011, 2:21 pm
Judge Frank Hull, the third member of the panel, repeatedly asked the lawyers about the possible effect of the court striking down the mandate, while upholding the rest of the law. [read post]
14 Oct 2010, 11:54 am
New whistleblower provisions in the Dodd-Frank Act and other recently enacted federal whistleblower protection laws will be discussed. [read post]
29 Sep 2013, 9:52 am
Bi-State Development Agency, as described by Ted Frank here, it’s $742.50 at most to class members, $2,500 each to two class representatives, and $190,000 in attorneys’ fees and expenses, down from a request by the lawyers of $400,000. [read post]
17 Mar 2017, 6:04 am
Despite Dodd-Frank’s stated intentions to make “too-big-to-fail” banks a thing of the past, investors and policymakers believe that many big banks are still too big to fail. [read post]
