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3 Jun 2016, 1:20 pm
As the Seventh Circuit said in United States v. [read post]
3 Jun 2016, 11:42 am by Stephen D. Rosenberg
” The plaintiffs go on to note that all fixed annuities — including FIAs — had previously been treated as insurance products, exempt from federal securities laws and regulated under state insurance laws. [read post]
3 Jun 2016, 6:19 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Tuesday, May 31, 2016 Tags: Broker-dealers, Exchange Act, Financial institutions, Jurisdiction, Liability standards, Regulation SHO, SEC,Shareholder suits, Shareholder voting, Short sales, State law, Supreme Court, U.S. federal courts Holding Activists and Proxy Advisory Firms Accountable? [read post]
1 Jun 2016, 5:12 pm by Kevin LaCroix
In Stein, the Sixth Circuit stated that IndyMac represented “the more cogent and persuasive rule. [read post]
1 Jun 2016, 1:30 am by Jani Ihalainen
This writer commends the government for its bold initiative, following its Australian cousins across the way.The Regulations were challenged in the High Court by all of the major tobacco companies (British American Tobacco (UK) Ltd & Ors, R (On the Application Of) v Secretary Of State For Health), where the companies, as summarized by Mr. [read post]
26 May 2016, 5:23 pm by Harry Cole
And now the Third Circuit has issued its third case entitled Prometheus Radio Project v. [read post]