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When does a deal involve securities regulation? Part 3: Partnerships and Limited Liability Companies
13 Apr 2012, 4:25 pm
When the Securities Act of 1933 was written, there was no such thing as an LLC or a limited partnership. [read post]
13 Apr 2012, 12:24 pm
Page Perry, LLC provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds and issuers of securities, among others. [read post]
13 Apr 2012, 11:57 am
Pozen, Senior Lecturer of Business Administration at Harvard Business School; and Ann Yerger, Executive Director of the Council of Institutional Investors. [read post]
13 Apr 2012, 8:49 am
Business Name If you are forming an LLC, you should pick a name that is distinguishable from other names registered in the Commonwealth. [read post]
13 Apr 2012, 8:01 am
This was contrary to Connecticut law, which mandates that an employer demonstrate what it would have earned absent the breach.Fail-Safe, LLC v. [read post]
12 Apr 2012, 7:07 pm
This decision, however was reversed because the trial followed the reasoning of a subsequent CFAA opinion, that later came out (LVRC Holdings LLC v. [read post]
Dish Network Sues Thomas Williams For Copyright Infringement Over Illegal Intercept Using Dark Angel
12 Apr 2012, 2:10 pm
It states that DISH seized all of Dark Angel's business records and gleaned the names of the end users from these business records. [read post]
12 Apr 2012, 1:27 pm
Chase Home Fin., LLC, No. 11-cv-142, 2011, WL 4950111 (D. [read post]
12 Apr 2012, 11:18 am
However, such a call is permissible if the member firm meets one of the following exceptions:The member has an established business relationship with the person being called;The member has received the person’s prior permission or invitation; or,The person phoned is a broker or dealer.If one of the defined exceptions is not met, such a call would be deemed a rule violation.In addition, no member firm or associated person may make an outbound telephone call to a person whom has… [read post]
11 Apr 2012, 10:40 am
LLC and acted as the general contractor in the project. [read post]
11 Apr 2012, 1:13 am
This is troubling to some California practitioners as the great weight of authority by courts and commentators has favored application of the business judgment rule to officers acting in their capacity as officers within the scope of their delegated authority.[5] In most states, including California, Delaware and New York, despite the case law being sparse, there has been little dispute that the business judgment rule or BJR applies equally to corporate… [read post]
10 Apr 2012, 9:48 pm
The decision is Anderson News, LLC v. [read post]
10 Apr 2012, 3:16 pm
John, 597 F.3d 263 (5th Cir. 2010); Int’l Airport Ctrs., LLC v. [read post]
10 Apr 2012, 2:32 pm
Complainants are not necessarily required to prove the employer’s reasons for the adverse employment action are pretextual, and ALJs must weigh all evidence, including pretext evidence, to determine whether the complainant has overcome any legitimate business reason articulated by the employer. [read post]
10 Apr 2012, 10:32 am
Complainants are not necessarily required to prove the employer’s reasons for the adverse employment action are pretextual, and ALJs must weigh all evidence, including pretext evidence, to determine whether the complainant has overcome any legitimate business reason articulated by the employer. [read post]
10 Apr 2012, 9:44 am
Shelter Capital Partners, LLC in that it addresses issues arising out of applying the Digital Millennium Copyright Act (DMCA) safe harbor provisions to a service provider that permits users to upload videos to its website and view video clips uploaded by others without charge. [read post]
10 Apr 2012, 5:01 am
In addition to representing the interests of senior citizens, the Act requires that there be representatives of State securities commissions. [read post]
10 Apr 2012, 1:13 am
IMF Australia Ltd, another litigation funder that is listed in Australia, is the corporate parent of Bentham Capital LLC, which is also in the business of funding U.S. litigation. [read post]
10 Apr 2012, 1:13 am
IMF Australia Ltd, another litigation funder that is listed in Australia, is the corporate parent of Bentham Capital LLC, which is also in the business of funding U.S. litigation. [read post]
9 Apr 2012, 7:06 pm
" While forward flow agreements may advance business interests by cutting corners, they appear to be damning evidence showing that debt buyers not only lack necessary proof, but also may be violating the Fair Debt Collection Practices Act (FDCPA) in the process [read post]
