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3 Dec 2020, 7:27 am
Authors’ rights collections were also feeling the streaming benefit while income from performance rights and ticket sales for live music events were topping record levels. [read post]
20 Jun 2008, 10:38 pm
Moreover, funding and liquidity information for all CSEs is being obtained on a daily basis.Further, together with the Fed, the SEC has developed stress scenarios focused on shorter duration but more extreme events that entail a substantial loss of secured funding, which will be layered on top of the existing scenarios as a basis for sizing liquidity pool requirements. [read post]
7 Jan 2008, 2:54 pm
The complaint says the defendants "radically altered" the investment strategies of two bond funds, the Intermediate Bond Fund and the Government Credit Bond Fund and "took undisclosed, highly leveraged positions in mortgage-related financial derivatives" and thereby "exposed" the funds to "an inappropriate level of risk" that during the summer of 2007 "produced catastrophic results. [read post]
8 Nov 2016, 3:30 pm
Another consideration is whether you want to include provisions that allow for special payouts in the event the beneficiaries incur substantial expenses. [read post]
22 Jul 2024, 1:39 pm
Anderson reportedly agreed to sanctions after FINRA found that he recommended that a senior customer purchase over $1 million in mutual funds across 31 fund families, without considering the availability of fee discounts that would have been available to the customer by investing in fewer fund families. [read post]
29 Mar 2020, 7:56 am
While not all-inclusive due to the fact that M&A+I events are not always publicly disclosed and some announcements are intent-based and not the actual completion of an event, the abridged listing of M&A+I events maintained by ComplexDiscovery notes key industry events by sharing event date, company involvement, and event amount (if known). [read post]
22 Oct 2011, 12:34 pm
I explain events in my law firm that can and do happen in many law firms and businesses. [read post]
11 May 2013, 11:36 am
Back in September 2012, at a church-sponsored event in Georgia, Dr. [read post]
5 Jun 2007, 9:36 pm
In the event any legal complaint is made that such a level is too high or too low, many factors would have to be considered. [read post]
14 Jul 2024, 12:00 pm
The government appears to acknowledge – and a number of the public comments assert – that a one-size-fits-all approach to developing AML programs and CIPs is not required and, in any event, may not effectively combat money laundering and terrorist financing. [read post]
12 Jan 2009, 1:40 am
In any event, I have updated my running tally of the Madoff-related litigation, which can be accessed here. [read post]
8 Oct 2011, 6:37 am
Research non-insurance funding sources – Depending on the type and severity of damage, there may be alternate funding sources for recovery for any under- or unfunded portions of your claim. [read post]
16 May 2024, 9:01 pm
We did so again in 2023 in response to the 2020 market events.[10] Further, the Commission has proposed amendments to enhance the liquidity risk management of open-end funds.[11] SEC staff also has been in discussions with bank regulators regarding collective investment funds, which are managed by bank trust departments or for certain tax-qualified retirement funds and are exempt from SEC oversight.[12] Such collective investment funds are estimated to be… [read post]
27 Aug 2017, 2:24 pm
Vallejo Waterfront Weekend I’m Ed Smith, a Vallejo personal injury lawyer. [read post]
10 Jul 2020, 8:59 am
It also encourages following up with study participants for “at least” one or two years to determine the length of protection provided by the vaccine as well as to watch for potential adverse events. [read post]
2 Jun 2014, 4:43 am
Louisiana joined the fray late in Sergeants Benevolent Association Health & Welfare Fund v. [read post]
7 May 2016, 6:16 pm
The trustee be permitted to use any Expropriation Funds to maintain and improve all Trust Property, thereby removing the restriction that such funds only be used for the land purchased in substitution;d. [read post]
15 Dec 2022, 8:00 am
Our firm, like many others, continues to develop our understanding of the recent events related to FTX, what users of the exchange can and should expect going forward, and how it will affect the digital asset space generally. [read post]
15 Dec 2022, 4:00 am
Our firm, like many others, continues to develop our understanding of the recent events related to FTX, what users of the exchange can and should expect going forward, and how it will affect the digital asset space generally. [read post]
29 May 2018, 10:50 am
SB0063 – Charity Registration Amendments – Amends the definition of a professional fund raiser, professional fund raising counsel or consultant, and the criteria for registration. [read post]
