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20 Nov 2014, 9:09 am
Check out this week’s Employment Law and Litigation Blog post on the SEC’s Dodd-Frank Whistleblower Program. [read post]
16 Aug 2010, 4:47 pm
The Dodd-Frank Act establishes a new process for the CFTC and SEC to resolve the status of novel derivative products. [read post]
10 Aug 2020, 4:00 am
Was Robert Frank Spiegel your stockbroker? [read post]
12 Apr 2007, 3:30 am
Frank wants to harm that market. [read post]
29 Nov 2016, 1:06 am
Today [Nov. 16, 2016], we will consider the future of financial regulation and, more specifically, whether the Dodd-Frank Act went too far. [read post]
14 Dec 2010, 6:48 pm
One of the most talked-about provisions of the recently-enacted Dodd-Frank financial regulation provides substantial monetary awards to whistleblowers that provide securities regulators with information resulting in successful enforcement actions. [read post]
11 Dec 2010, 9:06 pm
Tiffany Joslyn provides a useful summary of the criminal provisions of the Dodd-Frank Act at the Federalist Society National Federal Initiatives Project. [read post]
27 Aug 2010, 11:55 am
Many have said that these are tough times for Dodgers' owner, Frank McCourt. [read post]
27 Apr 2011, 7:43 am
Frank is right. [read post]
22 Aug 2012, 3:53 pm
Under the Dodd-Frank regulations, whistleblowers who do not report internally can receive an enhancement of their bounty percentage up to the maximum of 30% of the sanctions collected. [read post]
3 Jun 2020, 8:06 am
WATCH: VIDEO of Former Philadelphia Mayor Frank Rizzo bronze sculpture lifted off then driven away in truck overnight. [read post]
23 Jul 2010, 10:30 am
For those of you who are eager to read through the final version of the massive and hotly-contested Dodd-Frank Wall Street Reform and Consumer Protection Act signed into law by President Obama on July 21st, here’s a set of useful links. [read post]
20 Jul 2010, 5:21 am
Cross-posted at the Conglomerate, as part of the Dodd-Frank Masters Forum. [read post]
5 Jun 2011, 7:02 pm
And this is where it all circles back to Dodd-Frank. [read post]
20 Jul 2010, 4:56 am
The Dodd-Frank securities regulatory reform bill (I started calling it “Dank”) is just the beginning of reform. [read post]
9 Aug 2022, 3:15 am
A recent 2nd Circuit decision pared back the scope of the claims for which compensation may be received under Dodd Frank’s whistleblower provisions. [read post]
14 Jul 2013, 9:44 am
Totally thrilled to meet Paul Frank at the TS-SIS Cataloging & Classification Standing Committee Meeting Monday morning. [read post]
3 Jul 2008, 5:52 pm
FRANK J.: It's up to me to save the world. [read post]
5 Jul 2012, 5:39 am
Slocum Global whistleblowers cannot look to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”) for protection against retaliation, according to a recent federal court decision. [read post]
20 Mar 2008, 3:45 am
Frank, a host of new players have emerged and old ones are doing new things. [read post]
