Search for: "Gary Gensler"
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19 Jan 2023, 3:00 am
A report out yesterday from Cornerstone research points out that in 2022 (the first full year under SEC Chair Gary Gensler), crypto-related enforcement actions increased by 50%. [read post]
26 Oct 2022, 12:56 pm
In announcing the rule amendments, SEC Chair Gary Gensler praised the whistleblower program noting that it “has greatly aided the Commission’s work to protect investors. [read post]
29 Sep 2021, 6:04 am
As SEC Chair Gary Gensler explained: Today’s announcement underscores the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the securities laws. [read post]
17 Mar 2023, 6:30 am
Securities and Exchange Commission, on Thursday, March 16, 2023 Tags: Cybersecurity, Data Privacy, investors, Regulation S-P, SEC enforcement, Transfer agents Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
14 Oct 2021, 11:58 am
” The whistleblower groups note that Grassley asked similar questions to Securities and Exchange Commission (SEC) Chair Gary Gensler when he was a nominee. [read post]
26 Jun 2021, 9:00 am
SEC Chair Gary Gensler will be delivering keynote remarks at the National Whistleblower Center’s virtual event celebrating National Whistleblower Day 2021. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Enron, Rule 13f-2, SEC, Section 13(f)(2) Statement by Chair Gensler on Final Rules Regarding Short Sale Activity Posted by Gary Gensler, U.S. [read post]
27 Oct 2023, 6:30 am
Posted by Lindsey Stewart, Morningstar, Inc, on Thursday, October 26, 2023 Tags: Big Three, ESG, Proxy voting, SEC Remarks by Chair Gensler Before the 2023 Securities Enforcement Forum Posted by Gary Gensler, U.S. [read post]
21 Jun 2021, 12:33 pm
Gary Gensler, who was confirmed as the Chair of the SEC in April, will be delivering keynote remarks at the National Whistleblower Center’s annual National Whistleblower Day celebration. [read post]
24 Jun 2021, 1:26 pm
That same month, Gary Gensler was confirmed as the new Chair of the SEC. [read post]
16 Nov 2008, 6:00 pm
They are all from the Economics and International Trade Team Leads and will include: Former Treasury Under Secretary for Domestic Finance Gary Gensler who will lead the review. [read post]
27 Oct 2023, 6:30 am
Posted by Lindsey Stewart, Morningstar, Inc, on Thursday, October 26, 2023 Tags: Big Three, ESG, Proxy voting, SEC Remarks by Chair Gensler Before the 2023 Securities Enforcement Forum Posted by Gary Gensler, U.S. [read post]
5 May 2023, 6:30 am
Securities and Exchange Commission, on Thursday, May 4, 2023 Tags: Dodd-Frank Act, Financial institutions, Financial regulation, Form PF, Monetary policy, SEC enforcement Statement by Chair Gensler on Form PF Posted by Gary Gensler, U.S. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Enron, Rule 13f-2, SEC, Section 13(f)(2) Statement by Chair Gensler on Final Rules Regarding Short Sale Activity Posted by Gary Gensler, U.S. [read post]
29 Mar 2021, 11:11 am
Senate will soon vote on the confirmation of Gary Genser as the next Chair of the SEC. [read post]
31 Mar 2021, 1:09 pm
Gary Gensler, President Biden’s nominee to be the next chair of the SEC, recently answered questions from Senator Chuck Grassley about how he would oversee the SEC Whistleblower Program. [read post]
3 Apr 2008, 9:00 am
Gary Gensler (Clinton)And the way that the investment standards have been used by other countries' companies has sort of avoided going into our court systems and where our laws can be applied, so she does feel that we've gotta - when we sit down and try to renegotiate and try to address and get to a better place than where we are. [read post]
16 Nov 2022, 9:00 am
The same month, Securities and Exchange Commission Chairman Gary Gensler, in a tussle with the U.S. commodities regulator and members of Congress over who gets to regulate crypto, stated: “If the platform goes down, guess what? [read post]
25 Apr 2022, 5:59 am
Indeed, SEC Chair Gary Gensler published a video on March 1, 2022 in which he expressed skepticism about whether many ESG-focused funds live up to their names, asserting that the investing public does not have sufficient information to evaluate ESG funds. [read post]
29 Feb 2012, 6:22 am
In fact, Chairman Gary Gensler of the CFTC admitted that two decades ago, when he supported eased regulations on derivatives: That was a false assumption and I will even say I was part of that assumption. [read post]
