Search for: "Gary Gensler"
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18 Apr 2023, 6:30 am
Securities and Exchange Commission (SEC) Chair Gary Gensler issued a statement on March 12, 2023 that the SEC was “particularly focused on monitoring for market stability and identifying and prosecuting any form of misconduct that might threaten investors, capital formation, or the markets more broadly. [read post]
27 Jan 2022, 10:33 am
By Lene Powell, J.D.SEC Chair Gary Gensler intends to move forward in 2022 with regulations on cybersecurity and climate disclosure, but it is not clear he can get rules finalized this year, a conference panel of former SEC officials agreed. [read post]
26 Oct 2022, 12:56 pm
In announcing the rule amendments, SEC Chair Gary Gensler praised the whistleblower program noting that it “has greatly aided the Commission’s work to protect investors. [read post]
24 May 2024, 3:03 pm
Since Gary Gensler became SAEC Chairman, the SEC has made it ever easier for progressive activists to get their proposals on proxy statements. [read post]
3 Apr 2008, 9:00 am
Gary Gensler (Clinton)And the way that the investment standards have been used by other countries' companies has sort of avoided going into our court systems and where our laws can be applied, so she does feel that we've gotta - when we sit down and try to renegotiate and try to address and get to a better place than where we are. [read post]
25 Apr 2022, 5:59 am
Indeed, SEC Chair Gary Gensler published a video on March 1, 2022 in which he expressed skepticism about whether many ESG-focused funds live up to their names, asserting that the investing public does not have sufficient information to evaluate ESG funds. [read post]
29 Sep 2021, 6:04 am
As SEC Chair Gary Gensler explained: Today’s announcement underscores the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the securities laws. [read post]
25 Apr 2022, 5:59 am
Indeed, SEC Chair Gary Gensler published a video on March 1, 2022 in which he expressed skepticism about whether many ESG-focused funds live up to their names, asserting that the investing public does not have sufficient information to evaluate ESG funds. [read post]
24 Jun 2021, 3:15 am
Fast-forward to now, and reforms to Rule 10b5-1 are looking more likely in light of SEC Chair Gary Gensler’s remarks earlier this month and the appearance of the rule on the Reg Flex Agenda. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Enron, Rule 13f-2, SEC, Section 13(f)(2) Statement by Chair Gensler on Final Rules Regarding Short Sale Activity Posted by Gary Gensler, U.S. [read post]
27 Oct 2023, 6:30 am
Posted by Lindsey Stewart, Morningstar, Inc, on Thursday, October 26, 2023 Tags: Big Three, ESG, Proxy voting, SEC Remarks by Chair Gensler Before the 2023 Securities Enforcement Forum Posted by Gary Gensler, U.S. [read post]
29 Feb 2012, 6:22 am
In fact, Chairman Gary Gensler of the CFTC admitted that two decades ago, when he supported eased regulations on derivatives: That was a false assumption and I will even say I was part of that assumption. [read post]
5 May 2023, 1:25 pm
SEC Chair Gary Gensler said in a statement that “many crypto trading platforms already come under the current definition of an exchange and thus have an existing duty to comply with the securities laws. [read post]
17 Mar 2023, 6:30 am
Securities and Exchange Commission, on Thursday, March 16, 2023 Tags: Cybersecurity, Data Privacy, investors, Regulation S-P, SEC enforcement, Transfer agents Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
16 Nov 2022, 9:00 am
The same month, Securities and Exchange Commission Chairman Gary Gensler, in a tussle with the U.S. commodities regulator and members of Congress over who gets to regulate crypto, stated: “If the platform goes down, guess what? [read post]
19 Jan 2023, 3:00 am
A report out yesterday from Cornerstone research points out that in 2022 (the first full year under SEC Chair Gary Gensler), crypto-related enforcement actions increased by 50%. [read post]
17 Mar 2023, 6:30 am
Securities and Exchange Commission, on Thursday, March 16, 2023 Tags: Cybersecurity, Data Privacy, investors, Regulation S-P, SEC enforcement, Transfer agents Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
5 May 2023, 6:30 am
Securities and Exchange Commission, on Thursday, May 4, 2023 Tags: Dodd-Frank Act, Financial institutions, Financial regulation, Form PF, Monetary policy, SEC enforcement Statement by Chair Gensler on Form PF Posted by Gary Gensler, U.S. [read post]
27 Oct 2023, 6:30 am
Posted by Lindsey Stewart, Morningstar, Inc, on Thursday, October 26, 2023 Tags: Big Three, ESG, Proxy voting, SEC Remarks by Chair Gensler Before the 2023 Securities Enforcement Forum Posted by Gary Gensler, U.S. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Enron, Rule 13f-2, SEC, Section 13(f)(2) Statement by Chair Gensler on Final Rules Regarding Short Sale Activity Posted by Gary Gensler, U.S. [read post]
