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26 Feb 2009, 9:50 am
But instead of trading those funds in foreign exchange markets, Reed and associates allegedly siphoned it into bank accounts in Mexico, Latvia and elsewhere that they controlled under such names as Group Harbor Investments, Inc, Thunderbirth Investing Corp., and UMEX. [read post]
15 Nov 2017, 12:34 pm
Industry Pension Fund, 575 U. [read post]
7 Aug 2007, 11:03 am
Fidelity Distributors Corporation, the principal underwriter of the Fidelity family of mutual funds, failed to supervise for compliance with ethics, conflicts of interest policies in connection with gifts and entertainment. [read post]
13 Apr 2017, 2:01 pm
Caribbean Cruise Line, Inc. et al., No. 12-04069, 2017 U.S. [read post]
21 Sep 2013, 2:59 pm
That was the conclusion in Nova Scotia Court of Appeal in the recent case of APM Construction Services Inc. v. [read post]
3 Jan 2019, 12:30 am
After several years' worth of property taxes had become delinquent, James entered into an agreement in September 2008 with Moncor, Inc. [read post]
11 Oct 2019, 5:32 am
Booth allegedly controlled the bank account of Insurance Trends, and, rather than investing his clients’ funds, allegedly subsequently misappropriated his clients’ funds to pay his personal and business expenses, the Complaint reports. [read post]
8 May 2019, 9:13 am
Said notes were issued by two Firm affiliates that were owned by William Shopoff, purportedly to fund his private real estate firm, the Complaint states. [read post]
26 Oct 2017, 7:29 am
He sued the principals of the charity, The Breast Cancer Society (Society), as well as the Society’s paid fundraiser, Associated Community Services, Inc. [read post]
11 Oct 2019, 5:32 am
Booth allegedly controlled the bank account of Insurance Trends, and, rather than investing his clients’ funds, allegedly subsequently misappropriated his clients’ funds to pay his personal and business expenses, the Complaint reports. [read post]
9 Apr 2011, 1:07 pm
Plaintiffs alleged Kay took funds that were required to have been distributed. [read post]
28 Jul 2014, 8:42 pm
Inc., 275 F.3d 1066, 1072 (Fed. [read post]
10 Jun 2024, 6:00 am
Fund Co., Inc. v County of Ulster, 183 AD3d 974, 975 [3d Dept 2020] [internal quotation marks and citation omitted], lv denied 37 NY3d 901 [2021]; see EDPL 207 [C] [1]-[4]). [read post]
10 Jun 2024, 6:00 am
Fund Co., Inc. v County of Ulster, 183 AD3d 974, 975 [3d Dept 2020] [internal quotation marks and citation omitted], lv denied 37 NY3d 901 [2021]; see EDPL 207 [C] [1]-[4]). [read post]
4 Jun 2015, 11:30 am
Varlack formerly served as a Principal Law Clerk for the New York State Supreme Court and, prior, Assistant Vice President and Counsel at AXA Financial, Inc. [read post]
4 Jun 2015, 11:30 am
Varlack formerly served as a Principal Law Clerk for the New York State Supreme Court and, prior, Assistant Vice President and Counsel at AXA Financial, Inc. [read post]
25 May 2020, 5:17 pm
The Company The above-described scenario played out in a lawsuit captioned Magarik v Kraus USA, Inc. [read post]
5 Aug 2009, 4:00 am
Malek, Investment Advisers Act Release No. 2276 (Aug. 12, 2004); The principal of an investment adviser provided $2 million in consulting contracts to associates of the Connecticut State Treasurer to secure the decision to invest $200 million in state pension funds in his funds. [read post]
18 Feb 2024, 5:29 pm
The Court concluded that Dvir “is removed as an officer of Slim’s Bagels and Bialys, Inc. [read post]
31 Mar 2022, 7:00 pm
In addition, it is prohibited for entities other than inter alia licensed credit institutions to accept repayable funds from the public. [read post]
