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4 Jul 2022, 2:56 pm by INFORRM
The Ada Lovelace Institute has published an independent review of the UK’s regulation of biometric technologies, authored by Matthew Ryder QC, which found that the UK requires “an ambitious new legislative framework specific to biometrics,” as the current regulatory regime is “fragmented, confused and failing to keep pace. [read post]
30 Jun 2022, 4:02 pm by Cynthia Marcotte Stamer
” Given these warnings, corporate insiders and their corporations should take documented steps to review and verify the adequacy of their policies and their administration to prevent insider trading. [read post]
27 Jun 2022, 9:03 pm by Guest Contributor
About the author: Kitt Tovar Jensen is a Staff Attorney at Iowa State University’s Center for Agricultural Law and Taxation. [read post]
27 Jun 2022, 5:36 am by Bernard Bell
After reviewing comments submitted on the proposed amendments, NMFS published the Final Rule. [read post]
24 Jun 2022, 9:08 pm by Katherine Rohde
The post Long-Term Care After COVID-19 first appeared on The Regulatory Review. [read post]
23 Jun 2022, 9:01 pm by Hester M. Peirce
Chair Gensler’s Regulatory Flexibility Agenda[1] for the Securities and Exchange Commission sets forth flawed goals and a flawed method for achieving them. [read post]
23 Jun 2022, 11:09 am by Amy L. Peck
Employers have long-observed that conducting Form I-9 verification virtually allows companies to centralize their I-9 processes so that experienced staff can conduct all the reviews. [read post]
21 Jun 2022, 9:07 pm by Grace Hartnett
The OIG report encourages CMS to do more to ensure states fulfill their part of this arrangement, and CMS agreed with four of OIG’s five recommendations for how to make these improvements happen.The post State Failures to Survey Nursing Homes first appeared on The Regulatory Review. [read post]
Recently updated Canadian fund guidance In January 2022, the Canadian Securities Administrators (CSA) published staff guidance on ESG-related investment fund disclosure, raising expectations about the disclosure and marketing practices of funds using ESG objectives or strategies. [read post]
21 Jun 2022, 5:28 pm
With this symposium, we take a deep dive into exploring a framework convention as an alternative regulatory proposal and examine potentials and challenges from different angles. [read post]
21 Jun 2022, 5:23 pm by Nicki Milionis
This adds to the increasing WHS regulatory focus on risks to psychological health and is an area that PCBUs should be actively addressing. [read post]
17 Jun 2022, 12:30 pm by John Ross
Federal Energy Regulatory Commission: Anytime a pipe is used to receive or send out gas for use in foreign or interstate commerce it's a pipeline. [read post]
And indeed the SEC did so, responding to Staff experience with that standard by making adjustments to these rules in the 1980s.[11] In 2010, in light of decades of experience with these disclosures, the SEC took further regulatory action in the form of Commission-level guidance regarding when climate-change developments require disclosure under SEC rules. [read post]
13 Jun 2022, 6:56 am by jeffreynewmanadmin
  “The company has been cooperating with SEC staff in the investigation and is evaluating its options,” said the filing. [read post]
13 Jun 2022, 12:39 am by INFORRM
 The ICO had not publicised them, contrary to the ICO’s own policy that its default position was to publish all formal regulatory work. [read post]
Alternatively, we have seen many firms, particularly those operating under complex multi-jurisdictional operating models where staff in numerous locations may be involved in service delivery, seek to adopt a more global approach. [read post]
9 Jun 2022, 6:04 pm by Nicki Milionis and Darcy Moffatt
•  The Regulatory Impact Statement underestimates the expense to business for training for staff. [read post]
9 Jun 2022, 6:30 am by Dan Bressler
Answer questions from partners, associates and staff at all levels across the firm regarding US law, regulations and firm policies pertaining to conflicts of interest, ethics and regulatory compliance. [read post]
9 Jun 2022, 6:00 am by Jim Dempsey
The bill illustrates the complexities and balancing act required of regulatory efforts in this space. [read post]