Search for: "U.S. Commodity Futures Trading Commission"
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4 Aug 2014, 3:41 am
Commodity Futures Trading Commission (CFTC), the regulatory agency that oversees the trading of futures, issued a press release announcing that the agency had gotten a federal court order to freeze the assets of Robert J. [read post]
1 Aug 2014, 3:39 am
Among other things, the agencies undertook a joint visit with several different U.S. regulatory agencies including the SEC and the Commodities Futures Trading Commission (CFTC), as well as the U.S. [read post]
12 Jul 2014, 8:29 pm
The PFMIs are set to play a significant role in a forthcoming CFTC proposal that would allow foreign clearinghouses to clear swaps for U.S. market participants without having to register as a derivatives clearing organization (“DCO”) with the Commodity Futures Trading Commission (the “CFTC”). [read post]
29 Jun 2014, 6:00 am
In the United States, the Commodity Futures Trading Commission (“CFTC”) and the SEC share responsibility for regulating the derivatives market. [read post]
23 Jun 2014, 9:30 pm
Commodity Futures Trading Commission (CFTC). [read post]
25 May 2014, 9:30 pm
The China Securities Regulatory Commission (CSRC) and Hong Kong’s Securities and Futures Commission (SFC) recently approved a pilot program that will link the Shanghai and Hong Kong stock exchanges. [read post]
23 May 2014, 1:55 pm
The Commodity Futures Trading Commission (CFTC) announced this week that the agency will make its first ever award to a whistleblower for a tip in relation to securities violations. [read post]
20 May 2014, 10:03 pm
” DeLauro also cited menu labeling exclusions, nutrition in school lunches, the compounding drug issue and underfunding for the Commodity Futures Trading Commission (CFTC) as additional reasons for opposing the bill. [read post]
19 May 2014, 4:42 am
Commodity Futures Trading Commission (CFTC) brought action against Arista and Arista’s principals, Abdul Sultan Walji (a/k/a Abdul Sultan Valji) of San Juan Capistrano, California, and Francisco alleging that they carried out a fraudulent scheme to misappropriate millions of investors’ money through commodity futures and options, making false statements to the CFTC, and filing false quarterly reports with the National Futures… [read post]
25 Apr 2014, 12:46 am
Commodity Futures Trading Commission (the "CFTC") is an independent federal agency that regulates derivative products tied to interest rates and commodities, such as swaps, options and futures. [read post]
11 Apr 2014, 7:41 am
Justice Roberts and the majority cite the circumstances in Commodity Futures Trading Commission v. [read post]
28 Mar 2014, 1:09 pm
The press release states in part: The Ontario Securities Commission, together with the Autorité des marchés financiers, Alberta Securities Commission and British Columbia Securities Commission, recently entered into a Memorandum of Understanding with the United States Commodity Futures Trading Commission... [read post]
26 Mar 2014, 8:31 am
EPA and U.S. [read post]
18 Mar 2014, 9:30 pm
Last year, then-Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler released guidance on cross-border derivatives transactions, stoking the ire of both domestic market participants and EU authorities. [read post]
17 Mar 2014, 4:56 pm
Commodity Futures Trading Commission and the Financial Services Agency of Japan signed a Memorandum of Cooperation which expresses the agencies’ intent to work together to supervise and oversee regulated entities that operate on a cross-border basis in Japan and the United States. [read post]
17 Mar 2014, 3:51 pm
Commodity Futures Trading Commission and the Financial Services Agency of Japan signed a Memorandum of Cooperation which expresses the agencies’ intent to work together to supervise and oversee regulated entities that operate on a cross-border basis in Japan and the United States. [read post]
17 Mar 2014, 3:51 pm
Commodity Futures Trading Commission and the Financial Services Agency of Japan signed a Memorandum of Cooperation which expresses the agencies’ intent to work together to supervise and oversee regulated entities that operate on a cross-border basis in Japan and the United States. [read post]
17 Mar 2014, 12:56 pm
Commodity Futures Trading Commission and the Financial Services Agency of Japan signed a Memorandum of Cooperation which expresses the agencies’ intent to work together to supervise and oversee regulated entities that operate on a cross-border basis in Japan and the United States. [read post]
17 Mar 2014, 12:56 pm
Commodity Futures Trading Commission and the Financial Services Agency of Japan signed a Memorandum of Cooperation which expresses the agencies’ intent to work together to supervise and oversee regulated entities that operate on a cross-border basis in Japan and the United States. [read post]
10 Mar 2014, 9:01 pm
Gox to buy, sell or trade Bitcoin. [read post]
