Search for: "Wall Street Financial Corporation"
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2 May 2017, 8:36 am
This bill gives the SEC more tools to demand meaningful accountability from Wall Street. [read post]
28 Apr 2017, 2:38 pm
Today, National Whistleblower Center Executive Director Stephen Kohn submitted testimony to the House Financial Services Committee in defense of the Securities and Exchange Commission’s (SEC) whistleblower program—a highly successful program that has protected investors and recovered $1 billion from Wall Street fraudsters since its inception. [read post]
26 Apr 2017, 6:14 pm
A new Department of Health and Human Services Office of Civil Rights (OCR) CardioNet Resolution Agreement and Corrective Action Plan (Resolution Agreement) settling OCR charges of violations of the Privacy and Security Rules of the Health Insurance Portability & Accountability Act against remote cardiac monitoring provider CardioNet provides important lessons for health plans, health insurers telemedicine and other healthcare providers, healthcare clearinghouses (Covered… [read post]
25 Apr 2017, 3:21 pm
Beyond mitigating a plan sponsor’s Form 8928 reporting and associated excise tax exposures, an independent compliance audit also can mitigate other risks and exposures for the sponsoring employer, the plan and its fiduciaries, the cost of which the sponsoring employer often bears financial responsibility for funding pursuant to the contractual indemnification and funding obligations entered into in connection with the establishment and maintenance of the plan, the fiduciary… [read post]
24 Apr 2017, 5:08 pm
Health plans, their fiduciaries and sponsors, health insurers, health care providers, health care clearinghouses (“covered entities”) and their business associates must get and keep your business associate (BA) agreements (BAAs) in place, up- to-date, and readily available for inspection in accordance with the Health Insurance Portability & Accountability Act (HIPAA) Privacy Rule, 45 C.F.R. [read post]
17 Apr 2017, 1:35 pm
Department of the Treasury where he supported the Obama Administration’s efforts to enhance the regulation of Wall Street after the 2008 financial crisis. [read post]
17 Apr 2017, 1:26 pm
This article considers the corporate social responsibilities of financial institutions, including sovereign wealth funds, for the conduct of their borrowers. [read post]
12 Apr 2017, 9:35 pm
OCR made a point in announcing the Resolution Agreement of noting it considered MCPN’s status as a FQHC when balancing the significance of the violation with MCPN’s ability to maintain sufficient financial standing to ensure the provision of ongoing patient care. [read post]
10 Apr 2017, 5:12 pm
Just last week, the Wall Street Journal had a very interesting article entitled “Why You Probably Work for a Giant Company, in Twenty Charts” (here) showing just how concentrated certain industries have become. [read post]
5 Apr 2017, 6:33 am
As I write these last words from the bunker, I warn you, beware of the FINRA cohorts now embedding themselves in the infrastructure of Wall Street! [read post]
5 Apr 2017, 3:00 am
Wall Street Journal op-ed: A Corporate-Welfare Bonanza for Tax-Compliance Firms, by Nigel Green (Founder & CEO, deVere Group): Recently I launched the Campaign to Repeal Fatca—the Foreign Account Tax Compliance Act. [read post]
4 Apr 2017, 2:37 pm
As reported in the Wall Street Journal, there has been a recent trend at big brokerages of shifting the power from the headquarters to brokers and branch managers. [read post]
4 Apr 2017, 7:57 am
" And in today's edition of The Wall Street Journal, Brent Kendall has an article headlined "Supreme Court to Consider Corporate Liability in U.S. for Violating International Law; Court to review appeal by a group of litigants from Israel and other nations, alleging Jordan-based Arab Bank provided financial services to terror groups. [read post]
1 Apr 2017, 12:32 pm
Presser Making Law Review: A Guide to the Write-On Competition by Wes Henriksen The Case for The Corporate Death Penalty: Restoring Law and Order on Wall Street by Mary Kreiner Ramirez and Steven A. [read post]
29 Mar 2017, 5:09 am
He complained at length about the supermarket down the street that sold mostly groceries, but also household items at discounted prices. [read post]
29 Mar 2017, 3:49 am
Chamber of Commerce and the Securities Industry and Financial Markets Association, a Wall Street industry group, urged the high court to consider the case last year, saying the second circuit court’s ruling will extend “a state of confusion over how…companies disclose forward-looking information. [read post]
24 Mar 2017, 5:46 pm
For the Republican Party it is all about ensuring that a right wing nominee is appointed to the Supreme Court, gutting environmental and workplace regulations and Wall Street oversight for the benefit of big business, and passing tax cuts for the wealthy funded by the removal of the safety net for the less privileged. [read post]
24 Mar 2017, 8:46 am
Do not follow "Wall Street Rules"; no interest on controlling entities in which they invest. [read post]
24 Mar 2017, 3:00 am
Clayton’s background as a top Wall Street lawyer at Sullivan & Crowell LLP was praised by many Republicans but attracted sharp questions from Sen. [read post]
20 Mar 2017, 8:39 am
Circuit in PHH Corporation v. [read post]
