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30 Sep 2024, 4:00 am by Tracy Coenen
When a company discovers an internal fraud, it’s not uncommon for owners and management to look for a party to blame. [read post]
14 Dec 2011, 4:47 pm by James Hamilton
H.R. 2483 makes internal reporting a prerequisite for such a reward.The legislation carves out exceptions allowing whistleblowers to report directly to the SEC or CFTC in situations when the wrongdoing is conducted by compliance officers or the highest level of management. [read post]
27 Jan 2021, 8:26 am by John Jascob
In 2015, the plaintiff purchased $5 million of the holding company's shares after some back-and-forth emailing between the holding company's New York office and the buyer in Bermuda; title to the shares was transferred at the closing in Bermuda.The buyer later filed suit, alleging that the seller misrepresented its fee arrangement with the portfolio manager. [read post]
The proposed OFC Rules deal with a wide range of matters, including company formation and maintenance, key operators of an OFC (i.e. directors, investment manager, custodian), functions of the Companies Registry, the segregated liability feature for umbrella and sub-funds structures and cross-investments of sub-funds of OFCs, arrangements and compromises, and offences applicable to OFCs and their key operators. [read post]
15 Mar 2022, 2:21 pm by Cait Horner and Adam J. Weaver
Weaver Several commercial real estate firms have joined the growing list of companies temporarily suspending – or outright terminating – property and facility management operations in Russia amid economic sanctions and mounting international pressure. [read post]
3 Nov 2018, 8:53 am by Leiza Dolghih
  Many small businesses use Google, Microsoft 360, Dropbox or some other similar systems to maintain and manage company records. [read post]
26 Sep 2017, 11:01 am by Robert E. Braun
But often they fail to act preemptively under the false assumption that the resources of a large company are necessary to manage cyber threats. [read post]
31 Oct 2016, 5:11 pm
This can be significant because the initial effort to comply with the additional regulations and responsibilities may result in the company under-performing while managers devote time to administration over business operations. [read post]
15 Jun 2011, 10:22 pm by Lee
Whether a CIPO, IP Business Manager, Chief IP Officer or other title, what are the key attributes that individual needs to be successful when tasked with developing and implementing a coordinated company IP strategy. [read post]
3 Sep 2020, 6:56 am by MaxVal
The post Portfolio Management in the Age of COVID-19, Part 2 – Competitive Intelligence and Benchmarking appeared first on MaxVal. [read post]
23 Oct 2018, 8:35 pm by Sean Hayes
  Article 382 of the Korea Commercial Act and Article 681 of the Civil Act of Korea notes that: “A person mandated the duty shall manage the affairs entrusted to him with the care of a good manager in accordance with the tenor of the mandate. [read post]
26 Jan 2012, 8:23 am by Ted Allen
The New York Stock Exchange has taken a new position on “broker votes” that will make it more difficult for some U.S. companies to get shareholder approval for management proposals to declassify their boards or to repeal supermajority rules. [read post]
3 May 2017, 5:18 am by Carl Neff
An interesting question becomes whether this requirement applies to 50/50 “joint venture” limited liability companies, in which two 50/50 managing members have equal control over the company. [read post]
6 Nov 2007, 1:58 am
The company can extract electronic data from virtually any electronic media or computer environment without recreating the native environment in which the data was stored. [read post]
29 May 2013, 1:40 pm by WIMS
 Check out our LinkedIn company website (click here). 33 Years of Environmental Reporting for serious Environmental Professionals Waste Information & Management Services, Inc. [read post]
26 Nov 2012, 1:24 pm
To the extent that, at law or in equity, a member or manager has duties (including fiduciary duties) and liabilities relating to a limited liability company or to another member or manager: (1) any member or manager acting under an operating agreement shall not be liable to the limited liability company or to any other member or manager of the limited liability company for the member's or manager's good faith reliance… [read post]
15 Feb 2023, 10:56 am by Bob Ambrogi
At its LEX Summit user conference this week, the law practice management company Filevine made two major product announcements, and its CEO outlined a broad vision for incorporating AI throughout the company’s products. [read post]
7 Oct 2024, 6:47 am by Dan Bressler
” “But others argue that, so long as potential conflict is well managed, then there are ways of circumventing risk, ‘as I’m sure will have been the case at Clifford Chance,’ as one partner at a rival put it. [read post]
15 Jan 2008, 9:30 am
2007 was an exciting and dynamic year for the software asset management industry. [read post]