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23 Apr 2019, 5:00 am by Neil Siegel
The Report explained that regulations of the U.S. [read post]
22 Apr 2019, 4:53 pm by CFM Admin
  Specifically, the SEC will focus on (i) compliance and risks in critical market infrastructure; (ii) retail investors, including seniors and those saving for retirement; (iii) FINRA and MSRB; (iv) cybersecurity; and (v) anti-money laundering programs. [read post]