Search for: "CAPITAL ONE FINANCIAL CORP."
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20 Jan 2014, 4:09 am
“When you're looking at the credit worthiness of groups, you look at the regulatory framework,” Quentin Hills, managing director of MMC Securities Corp. [read post]
10 Jan 2014, 6:04 am
Thomas (Thomas) formerly with Lincoln Financial Advisors Corp. [read post]
6 Jan 2014, 11:20 pm
D&O Insurance Funds Entire $139 Million News Corp. [read post]
6 Jan 2014, 12:27 am
More than once I have seen customers delay payments to the distributor for large capital asset sales until the customer is fully satisfied with the purchase. [read post]
2 Jan 2014, 9:15 am
Small Business Capital Corp., Mark Feathers; Investors Prime Fund, LLC; and SBC Portfolio Fund, LLC.Case number: 12-cv-3237 (United States District Court for the Northern District of California)Case filed: June 21, 2012Qualifying judgment/order: November 6, 2013 11/21/2013 02/19/2014 2013-105 SEC v. [read post]
1 Jan 2014, 5:55 am
The first one is the branding of small financial institutions — all these “advisors” and “groups” and “capitals. [read post]
12 Dec 2013, 2:55 pm
Shelter Capital Partners, LLC, et. al. [read post]
17 Nov 2013, 8:28 am
Thereafter, Blake became a representative of Ameritas Investment Corp. [read post]
11 Nov 2013, 9:09 pm
One, on behalf of the Becket Institute, is in Overall v. [read post]
6 Nov 2013, 10:22 am
One of the goals of bankruptcy law is to ensure an orderly and equitable distribution of the debtor’s assets to competing creditors. [read post]
4 Nov 2013, 8:37 am
Capital One Financial Corp. obtained a license to republish Banxcorp’s averages in advertising; the ads show how Capital One’s interest rates beat Banxcorp’s national averages. [read post]
4 Nov 2013, 5:18 am
From September 2010 until March 2012, Hotton was associated with Alexander Capital, L.P. [read post]
7 Oct 2013, 4:03 am
Hence, the corporation has to reacquire the share to cancel it (In re Enron Creditors Recovery Corp., 407 BR 17, 40 [Bankr SD NY 2009], revd on other grounds 422 BR 423 [SD NY 2009], affd 651 F3d 329 [2d Cir 2011]). [read post]
19 Sep 2013, 12:35 pm
Aissi previously led projects for the Net Impact Service Corps and sat on the Grants Committee of the NYC Venture Philanthropy Fund. [read post]
9 Sep 2013, 6:03 am
Multi-generational farms can greatly benefit from some types of business entities such as limited liability companies, corporations (C-Corp or S-Corp), and limited partnerships. [read post]
3 Sep 2013, 8:23 am
Miller (Miller), a securities broker, was terminated by LPL Financial Corp. [read post]
3 Sep 2013, 1:38 am
One particularly important context in which the interrelatedness issue has arisen in recent years is in the litigation involving the financial crisis. [read post]
28 Aug 2013, 4:18 am
A long while back, I conducted a poll regarding which nomenclature is most used by members when referring to Corp Fin's "Compliance & Disclosure Interpretations." [read post]
19 Aug 2013, 3:29 am
There are certain food service businesses such as pizza parlors that are bought and sold in sufficient numbers, often using business brokers, and whose operations and financial metrics are sufficiently uniform, for which the use of a market-based multiple of gross revenues can reliably establish fair value. [read post]
16 Aug 2013, 10:36 am
The first one is the branding of small financial institutions — all these “advisors” and “groups” and “capitals. [read post]
