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24 Mar 2017, 3:00 am by John Jenkins
Clayton to recuse himself on enforcement matters related to former clients, such as Goldman Sachs Group Inc. and Barclays PLC, as well as companies represented by his firm before the SEC. [read post]
23 Mar 2017, 6:17 am by Renae Lloyd
On March 16, 2017, Behringer Harvard Opportunity REIT I, Inc. announced that it recommends that shareholders not sell their shares pursuant to a MacKenzie Realty Capital, Inc. mini tender offer. [read post]
22 Mar 2017, 2:00 am by The Public Employment Law Press
Previously, she served on the Government Relations team at Scholastic Inc., and as Senior Media Relations Associate at the Bill, Hillary, and Chelsea Clinton Foundation. [read post]
20 Mar 2017, 3:22 am by Peter Mahler
” Unbeknownst to Shih, Kim incorporated a similarly-named, competing entity, Apollo Arts Group, Inc., with Kim and his sister as 50% owners, which took over the operations of Apollo Music and Arts Institute. [read post]
17 Mar 2017, 6:00 am
Davison, WilmerHale LLP, on Wednesday, March 15, 2017 Tags: Broker-dealers, Deregulation, Dodd-Frank Act, FCPA, Fiduciary rule, Insider trading, Money laundering, SEC, SEC enforcement, Securities enforcement, Securities litigation, Securities regulation, Whistleblowers Super Hedge Fund Posted by Sharon Hannes, Tel Aviv University, on Wednesday, March 15, 2017 Tags: Hedge funds, Incentives, Institutional Investors, Institutional monitoring, Long-Term value, Market efficiency,… [read post]
10 Mar 2017, 6:09 am
Securities and Exchange Commission, on Friday, March 3, 2017 Tags: Capital formation, Crowdfunding, Equity offerings, FINRA, Investor protection, JOBS Act, Retail investors, SEC, Securities regulation, Small firms, Tech companies Alternatives to Quantitative Metrics in Performance Share Plans Posted by Lane T. [read post]
In one such lawsuit, the New England Carpenters Health & Welfare fund alleged that, by providing copay coupons, the drug manufacturer interfered with the pharmacies’ contractual obligations to collect copays directly from patients.[5] Although these lawsuits have been directed at the manufacturers, not the pharmacies, and have been largely unsuccessful so far, commercial payors could initiate similar litigation against pharmacies in the future. [read post]
26 Feb 2017, 4:09 pm by INFORRM
Canada On 1 February 2017, the Court of Appeal for Ontario handed down judgment in the case of The Catalyst Capital Group Inc. v. [read post]
19 Feb 2017, 12:14 pm by Renae Lloyd
According to their website, FS Investments is a leading asset manager founded in 2007 as Franklin Square Capital Partners. [read post]