Search for: "E*Trade Financial Corporation"
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13 Mar 2017, 12:09 pm
This post was co-written by Montgomery McCracken associates Benjamin E. [read post]
8 Mar 2017, 4:38 am
These include the type and scope of the violation, any prior violations, financial benefits and ability to pay. [read post]
2 Mar 2017, 11:33 am
Four commonly used factors in evaluating relevance are: (1) number of unpaid claims; (2) amount of such unpaid claims; (3) materiality of the nonpayment; and (4) the debtor’s overall conduct of its financial affairs. [read post]
1 Mar 2017, 12:55 pm
Stamer has worked closely with health industry, managed care and insurance, employee benefit, financial services, technology, restructuring, retail, hospitality, manufacturing, consulting, sales, energy, import-export, staffing and other businesses and their management, employee benefit plans, governments and other organizations deal with all aspects of staffing, human resources and workforce performance management, internal controls and regulatory compliance, change management… [read post]
24 Feb 2017, 5:35 am
A Trump Appointed AG May Not Translate to Less Aggressive Enforcement Posted by Jocelyn E. [read post]
23 Feb 2017, 5:40 am
Posted by Kobi Kastiel, Co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Thursday, February 23, 2017 Editor's Note: Leo E. [read post]
22 Feb 2017, 7:25 am
It would be surprising if there was given that ISPs face financial penalties for failure to comply with the law. [read post]
16 Feb 2017, 3:01 pm
MHS, a nonprofit corporation which operates six hospitals, an urgent care center, a nursing home, and a variety of ancillary health care facilities throughout the South Florida area with affiliated physician offices through an Organized Health Care Arrangement (OHCA) also agreed to implement a robust corrective action plan as part of the Resolution Agreement. [read post]
7 Feb 2017, 3:27 pm
Chiappinelli, Jurisdiction Over Directors and Officers in Delaware, Harvard Law School Forum on Corporate Governance and Financial Regulation, Dec. 2017. [read post]
2 Feb 2017, 6:04 pm
A just-announced $3.2 million Health Insurance Portability & Accountability Act (HIPAA) Civil Monetary Penalty (CMP) paid by Children’s Medical Center of Dallas (Children’s) for failing to adequately secure electronic protected health information (ePHI) and correct other HIPAA compliance deficiencies teaches many key lessons for employer and other health plans and insurers, healthcare clearinghouses, healthcare providers and their business associates (“Covered… [read post]
30 Jan 2017, 6:32 pm
Mark E. [read post]
30 Jan 2017, 9:42 am
All submissions will be acknowledged by e-mail. [read post]
27 Jan 2017, 6:08 am
Dyson, K&L Gates LLP, on Saturday, January 21, 2017 Tags: Algorithmic trading, Broker-dealers, BSA/AML, Disclosure, Due diligence, Financial institutions, FINRA, High-frequency trading, Investor protection, Money laundering, Private enforcement, Reporting regulation, Risk management, Securities enforcement Top 10 Topics for Directors in 2017 Posted by Kerry E. [read post]
20 Jan 2017, 6:13 am
Posted by Joseph E. [read post]
20 Jan 2017, 4:38 am
These include the type and scope of the violation, any prior violations, financial benefits and ability to pay. [read post]
11 Jan 2017, 6:21 am
In concluding, Chairman Massad reflected, “[w]e are unlikely to predict what will cause the next financial crisis. [read post]
10 Jan 2017, 4:00 am
This captures applications classified as G06Q 20 to 40 relating payment architectures, e-commerce and finance. [read post]
6 Jan 2017, 1:00 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, January 6, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of December 30, 2016–January 5, 2017. [read post]
26 Dec 2016, 4:30 am
Based on this decision, YouTube is currently not held financially accountable within the current legal framework when works protected by copyright are used on the platform. [read post]
23 Dec 2016, 1:00 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, December 23, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of December 16–December 22, 2016. [read post]
