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20 Feb 2013, 7:50 am by Judy Kwan
On January 24, President Obama announced his nominee for Chairman of the Securities Exchange Commission – Mary Jo White, a former United States Attorney for the Southern District of New York. [read post]
19 Mar 2019, 9:52 am by Lindsay Offutt
The SEC filed a motion in the US District Court for the Southern District of New York in February, requesting to hold the Tesla CEO in contempt after he tweeted, “Tesla made 0 cars in 2011, but will make around 500k in 2019. [read post]
1 Jul 2008, 2:23 pm
The New York Stock Exchange, Inc., Crossclaim Defendant-Appellant, John Reed, Crossclaim Defendant. [read post]
15 May 2023, 6:30 am
Vale, the public corporation that owned the dam, had New York Stock Exchange-traded securities, which lost 25 percent of their value in the wake of the crisis. [read post]
15 May 2023, 6:30 am
Vale, the public corporation that owned the dam, had New York Stock Exchange-traded securities, which lost 25 percent of their value in the wake of the crisis. [read post]
28 Feb 2013, 9:30 am by Arina Shulga
In the 1990s, for example, the share of Delaware companies’ IPOs registered on the New York Stock Exchange increased to 73-77%. [read post]
21 Jul 2010, 11:49 am
As a New York whistleblower attorney, the new whistleblower protections contained in The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Act"), signed into law by President Obama, are of special interest to me. [read post]
28 Aug 2008, 5:01 pm
Grasso expensed over the period of 2000-2002 equaled slightly less than 100 percent of the New York Stock Exchange’s (NYSE) net income over this same period. [read post]
10 Feb 2017, 8:49 am by John Jascob
District Court for the Southern District of New York, holds that a transaction is made in the U.S. if the transaction resulted in irrevocable liability or transfer of title within the U.S.The plaintiffs had argued that the U.S. [read post]
17 Jun 2009, 1:19 pm by Sandy
New York Stock Exchange can be found here. [read post]
11 Jun 2012, 10:47 pm by Stu Ellis
  Would you have managed any grain price risk with the tools on the ICE because it links to other exchanges in London, Singapore and New York? [read post]
13 Mar 2014, 2:10 am by Lawrence B. Ebert
The invalidation of a method of use patent could cost Pfizer $1 billion in revenues this year and $2 billion next year.See Pfizer says U.S. court invalidates Celebrex patent; generics loom  ABC News statedTrading of Pfizer shares on the New York Stock Exchange was briefly halted before the announcement. [read post]
6 Jun 2014, 6:08 am by Staci Zaretsky
[National Law Journal] * Even though she claims nothing is “fundamentally broken,” Securities and Exchange Commission chairwoman Mary Jo White proposed “sweeping” new stock market regulations in an attempt to get with the times. [read post]
23 Apr 2015, 8:00 pm by Kevin LaCroix
Attorney for the Eastern District of New York about the Chairman’s arrest can be found here. [read post]
15 Feb 2011, 5:00 am by J Robert Brown Jr.
  The Stock Exchange has skillfully used its public status to engage in some acquisitions, including Euronext, a collection of European stock exchanges. [read post]
14 Aug 2010, 5:34 pm by Steve Bainbridge
There were 92 companies that hit new 52-week highs on Thursday, or 2.9% of all companies traded on the New York Stock Exchange. [read post]
25 Mar 2011, 7:09 am by Ted Allen
The SEC will consider these rules at an 10 a.m. open meeting at its headquarters in Washington, according to the meeting agenda.Under Section 952 of the Dodd-Frank Act, the SEC is to direct the New York Stock Exchange and the Nasdaq Stock Market  to adopt new listing standards with respect to compensation committees and pay advisers. [read post]
6 Mar 2010, 8:55 am by GGCSMB&R
" Given recent New York Court of Appeals decisions in construction accident cases involving Section 240(1), see, Runner v New York Stock Exchange, Inc., NY3d, 2009 WL 4840213, 2009 NY Slip Op 09310, 2009, it is submitted that the pendulum has swung back, i.e. an object at a construction site falls from a height plaintiff wins. [read post]
25 May 2021, 9:56 am by Malecki Law Team
Continue reading › The post SEC’s Amended Definition of Accredited Investor Creates More Opportunity, More Risk appeared first on New York Securities Fraud Lawyers Blog. [read post]