Search for: "STRUCTURED ASSET SECURITIES CORPORATION"
Results 821 - 840
of 1,872
Sorted by Relevance
|
Sort by Date
23 Apr 2012, 10:00 pm
Initially, it appears that the sales person involved in each transaction sets the price, without corporate oversight. [read post]
6 Jun 2013, 9:37 pm
There is no accountability by proxy advisory firms even though, given the current structure of the proxy system, they control anywhere from 20-40% of the vote collectively on routine matters at widely held companies. [read post]
10 Nov 2020, 7:19 am
Racial equity in the securities regulation context could mean reintroduction of the several corporate diversity and inclusion bills that were passed by the House during the 116th Congress and which target racial equity on corporate boards and in executive management roles. [read post]
15 Feb 2019, 1:27 pm
She referenced a speech by the Director of Corporation Finance, William Hinman, multiple times and explained that the Howey test continues to inform the SEC’s approach to tokens, blockchain projects and digital assets. [read post]
8 Dec 2019, 2:18 pm
From March 2017 until May 2019 Case was associated with FSC Securities Corporation. [read post]
18 Feb 2012, 4:00 am
This is often the case when complex corporate structures are involved, each of which tries to shield itself from liability. [read post]
6 Oct 2018, 1:00 am
Asset allocation is free. [read post]
1 Jul 2010, 7:45 am
People are our most important asset. [read post]
21 Sep 2010, 5:00 am
Here is what the SEC wants to address in the next three months: October – December 2010 (planned) Diversity §342: Establish new Office of Women and Minority Inclusion Oversight of Investment Advisers §§404 and 406: Propose (jointly with the CFTC for dual-registered investment advisers) rules to implement reporting obligations on investment advisers related to the assessment of systemic risk §§407 and 408: Propose rules implementing the exemptions from… [read post]
9 May 2016, 2:00 am
Instead of investing directly in securities, it would invest only in one entity - Quasar International Partners. [read post]
21 Feb 2010, 6:18 am
Securities and Exchange Commission. [read post]
15 Apr 2024, 10:00 pm
For example, (1) representations and warranties of the SPAC address the SPAC’s lack of business activities, capitalization structure after taking into account any SPAC-specific investments and securities, and the funding and maintenance of the SPAC’s trust account; (2) covenants typically cover transaction financing obligations, the distribution and use of trust account proceeds, and continued listing on the applicable stock exchange; and (3) conditions to closing… [read post]
26 Jul 2010, 1:48 pm
Proxy statements in which shareholders will be asked to approve a company's acquisition, merger or disposition of all (or substantially all) assets (each, a "Corporate Transaction") will require disclosure of golden parachute arrangements and Corporate Transaction-related compensation for the company's named executive officers along with the triggering conditions for payment of such compensation. [read post]
31 Dec 2019, 8:13 am
Those CA RIA s that do not engage an auditor must, among other things, (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise examinations of assets. [read post]
4 Jun 2008, 1:49 pm
This is done for legitimate tax efficiency planning purposes as well as to sell specific interests to groups of investors or secure specific assets to interested creditors. [read post]
11 Jan 2021, 6:37 pm
Transferees must be cognisant of whether the debtor-in-possession’s case may be substantively consolidated (i.e., the debtor-in- possession’s entire corporate structure is combined such that claims of every debtor entity receive distributions at the same “structural” priority level). [read post]
1 Jul 2011, 5:28 am
However, it is absurd to even consider whether these are “real” companies, with real assets, real operations and real cash flow. [read post]
16 Nov 2023, 2:33 am
Next steps The Regulations mark a significant step in promoting ADGM as a global center for digital assets and provide a new option for corporate structures of digital assets projects. [read post]
16 Nov 2023, 2:33 am
Next steps The Regulations mark a significant step in promoting ADGM as a global centre for digital assets and provide a new option for corporate structures of digital assets projects. [read post]
26 Dec 2016, 8:01 am
Your attorney, securities investor, etc., will provide you with assistance needed to transfer your property into your Revocable Living Trust. [read post]
