Search for: "Application of Frank"
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8 Sep 2008, 6:09 pm
" The study, along with an evaluation showing that Williams is mentally retarded, was included in Williams' application for clemency, filed in July. [read post]
6 Aug 2012, 3:32 pm
The membership application for FINRA is the most time-consuming step in creating a new broker-dealer. [read post]
15 Feb 2014, 6:21 am
Our application for 501(c)(3) tax exempt status is pending. [read post]
20 May 2010, 11:18 am
(Eugene Volokh) Chief Judge Frank Easterbrook analogized the individual right to bear arms to the individual right to vote, and reasoned that, given that states may deny misdemeanants the right to vote, they should be equally able to deny them the right to bear arms. [read post]
10 Mar 2016, 9:01 am
In addition, the fact that Dodd-Frank gives gave the CFPB UDAAP rule-writing authority indicates that Congress did not believe drafting rules to address deception or fraud was a “hopeless endeavor. [read post]
27 Nov 2017, 4:35 pm
§ 3347(a)(1)(B)—which is exactly what the Dodd-Frank Act does.The President’s interpretation of the FVRA runs contrary to Dodd-Frank’s later-enacted, more specific, and mandatory text. [read post]
27 Nov 2017, 4:35 pm
§ 3347(a)(1)(B)—which is exactly what the Dodd-Frank Act does.The President’s interpretation of the FVRA runs contrary to Dodd-Frank’s later-enacted, more specific, and mandatory text. [read post]
22 Jun 2011, 3:51 pm
The SEC defined certain terms included in the statutory definition of “foreign private adviser” in order to clarify the application of the exemption and reduce the potential burdens for advisers that seek to rely on it. [read post]
22 May 2019, 12:52 pm
Section 1071 amended the ECOA to require financial institutions to collect and maintain certain data in connection with credit applications made by women- or minority-owned businesses and small businesses. [read post]
19 May 2010, 8:55 am
Prescott, Timothy Wayne Riffe, Jeffrey Wheilden, and and Frank Italiano to sign the complaint. [read post]
13 Feb 2012, 4:56 am
The trouble came from Title IV of Dodd-Frank using the new term “private fund” instead of merely removing the 15 client rule exemption. [read post]
30 Sep 2011, 12:10 pm
I joined the host on Connecticut’s WTIC Thursday morning to discuss President Obama’s proposed ban on employer discrimination against unemployed job applicants: For more on this bad proposal, check out Charles Lane, Washington Post (”really bad idea that will probably destroy jobs in a misguided effort to save them”); Richard Epstein/Hoover (”most ghastly” element of jobs plan), Mickey Kaus (”Worst idea in the speech? [read post]
19 Sep 2010, 8:02 pm
The Dodd-Frank Wall Street Reform and Consumer Protection Act (also known as “financial reform” or “the Wall Street bill”) made headlines when President Barack Obama signed it into law on July 21. [read post]
4 Jun 2008, 3:44 pm
Just yesterday, Ted Frank suggested that I was wrong, and the FDA wasn't suffering from staffing and funding problems. [read post]
10 Mar 2013, 6:17 am
Lincoln's application became a patent in two months.Pulse. [read post]
12 Oct 2018, 6:28 am
Environmental Protection Agency (EPA) announced the user fees final rule for the administration of the Toxic Substances Control Act (TSCA), the fourth and remaining framework rule to be issued in final under the Frank R. [read post]
1 Dec 2016, 10:57 pm
Also in the news, with the retirement of Judge Frank Shepherd from the 3rd DCA, the JNC accepted applications from four sitting judges and seven lawyers who have applied for the open spot on Florida's Third District Court of Appeal. [read post]
8 Jul 2013, 9:47 am
Frank, 52 F.3d 1035, 1038 . . . [read post]
13 Feb 2015, 9:33 am
While thirty House Democrats voted for the bill, the Senate never too it up.Section 913 of the Dodd-Frank Act authorizes, but does not require, the SEC to promulgate rules to extend the fiduciary standard of conduct applicable to investment advisers to broker-dealers when advising retail customers about securities.Also in 2013, in a letter to DOL, over 30 members of the House of Representatives expressed concern that a new and restrictive definition of fiduciary could add a barrier… [read post]
4 Mar 2024, 6:30 am
This post is based on a Fried Frank memorandum by Ms. [read post]
