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16 Oct 2019, 10:38 am
According to BrokerCheck records financial advisor Joseph Peggs (Peggs), currently employed by Ameriprise Financial Services, Inc. [read post]
15 Oct 2019, 4:58 am
According to our investigation Kalos Capital, Inc. [read post]
14 Oct 2019, 10:36 am
Deluxe Entertainment Services Group Inc. [read post]
9 Oct 2019, 12:38 pm
In Courthouse News Service v. [read post]
6 Oct 2019, 3:37 am
Trawler Racer, Inc., 362 U. [read post]
4 Oct 2019, 2:35 pm
Under the Federal Arbitration Act (FAA), arbitration agreements need not be signed as long as mutual assent is present, and the arbitration agreement could be severed from the remainder of the fee agreement if the other terms were held to be unenforceable as a matter of state law governing legal services agreements that provide for a contingent recovery of fees from judgment or settlement proceeds. [read post]
4 Oct 2019, 10:59 am
Legal Services Group, L.P. [read post]
4 Oct 2019, 6:00 am
Posted by Cydney Posner, Cooley LLP, on Thursday, October 3, 2019 Tags: Council of Institutional Investors, Equity-based compensation, Executive Compensation, Incentives, Institutional Investors, Management, Pay for performance, Peer groups, Stock options [read post]
3 Oct 2019, 8:17 am
” “In the fall of 2012, private equity firm Great Hill Partners sued e-commerce company Plimus Inc., which it had brought the previous year. [read post]
2 Oct 2019, 6:13 am
Equity Services Inc.Essex Financial Services Inc.Folger Nolan Fleming Douglas Capital Management Inc. [read post]
1 Oct 2019, 3:48 am
See In re Live Well Financial, Inc., 19-11317 (LSS). [read post]
27 Sep 2019, 10:10 am
The marketers allegedly worked with doctors claiming to provide telehealth services who would write prescriptions for patients without ever evaluating them in person and in some instances without ever speaking to the patient. [read post]
27 Sep 2019, 6:00 am
Bolton (IMD Business School), on Thursday, September 26, 2019 Tags: Bank boards, Banks, Boards of Directors, Equity-based compensation, Executive Compensation, Financial crisis, Financial institutions, Firm performance, Incentives, Ownership, Systemic risk Q2 2019 Gender Diversity Index Posted by Amit Batish and Ryan Lau, Equilar Inc., on Thursday, September 26, 2019 Tags: Board composition, Boards of… [read post]
23 Sep 2019, 6:23 am
According to records kept by The Financial Industry Regulatory Authority (FINRA), Rappa, formerly registered with Foresters Equity Services, Inc. [read post]
21 Sep 2019, 2:31 pm
(Investors)$1,800,000 12-Jul-17Esquify (Investment)Network Ventures, Foley Ventures, and Bridge Investments (Investors)$710,000 21-Jun-17KNJ (Merger)Congruity360 (Merger) 17-May-17Altep, Inc.Advanced Discovery 17-May-17Discovia (Merger)Lighthouse eDiscovery (Merger) 16-May-17Zapproved (Investment)Vista Equity Partners (Investor) 2-May-17Morae Legal (Merger) New Entity Called Morae Global CorporationClutch Group (Merger) 26 - Apr - 17Ipro (Investment)ParkerGale Capital (Investor)… [read post]
20 Sep 2019, 11:22 am
November 2008 to August 2013, Konecny was registered with UBS Financial Services Inc. [read post]
20 Sep 2019, 6:17 am
Simpkins, Davis Polk & Wardwell LLP, on Saturday, September 14, 2019 Tags: Board composition, Boards of Directors, Capital structure, Climate change, Disclosure, Diversity, Environmental disclosure, ESG, Institutional Shareholder Services Inc. [read post]
9 Sep 2019, 12:55 pm
The crucial question before the court was whether once hiQ Labs, Inc. [read post]
8 Sep 2019, 3:15 am
Equustek Solutions Inc. [read post]
6 Sep 2019, 5:39 am
Kelton, Abrams, Fensterman, Fensterman, Eisman, Formato, Ferrara, Wolf & Carone, LLP, on Sunday, September 1, 2019 Tags: Books and records, Confidentiality, Delaware cases, Delaware law, DGCL, DGCL Section 220, Discovery, Securities litigation SEC Guidance for Investment Advisers and Proxy Advisory Firms: An Analysis Posted by Cydney Posner, Cooley LLP, on Sunday, September 1, 2019 Tags: Glass Lewis, Institutional… [read post]
