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23 Mar 2018, 3:14 pm
Two important changes relate to (1) separately managed accounts (Item 5.K); and (2) accounts where the adviser has authority to made fund transfers pursuant to a standing letter of authority (Item 9.B). [read post]
23 Mar 2018, 12:48 pm
(For more on the new law, including IRS guidance on the matter, click here.) [read post]
22 Mar 2018, 3:55 am
Michael K. [read post]
22 Mar 2018, 3:55 am
Michael K. [read post]
21 Mar 2018, 7:30 am
In a post on IPBiz in the year 2005, LBE quoted from a law review article on judicial citations to the work ofKafka:Parker B. [read post]
21 Mar 2018, 3:51 am
Michael K. [read post]
21 Mar 2018, 3:51 am
Michael K. [read post]
20 Mar 2018, 1:16 pm
Massachusetts Attorney General Maura Healey announced an investigation into the matter, followed by the New York attorney general. [read post]
14 Mar 2018, 12:46 am
Britt Latham Brian Irving In the following guest post, Britt K. [read post]
12 Mar 2018, 4:00 am
Froese, Universal Economy: Reconsidering the Role of Ideas in the Multilateral Governance of Global Trade, (March 9, 2018).Rory K. [read post]
12 Mar 2018, 12:42 am
The 2018 SEC Guidance offers the SEC’s views about public companies’ disclosure obligations under existing law with respect to matters involving cybersecurity risk and incidents. [read post]
10 Mar 2018, 5:57 pm
Why does it matter? [read post]
10 Mar 2018, 12:00 am
This week, Victor addresses some of the risk and expenses of investment platforms like Wealthfront and Fidelity target date funds. [read post]
3 Mar 2018, 12:00 am
To complicate matters, the last advisor that they had worked with had sold them bad products. [read post]
20 Feb 2018, 3:29 am
Retirement Case Issues A dominant force in 2017 ERISA class action litigation was the filing by the plaintiffs’ class action bar of a wave of new 401(k) and 403(b) fee and investment lawsuits against various employers, with a heavy focus on institutions of higher education. [read post]
20 Feb 2018, 3:29 am
Retirement Case Issues A dominant force in 2017 ERISA class action litigation was the filing by the plaintiffs’ class action bar of a wave of new 401(k) and 403(b) fee and investment lawsuits against various employers, with a heavy focus on institutions of higher education. [read post]
19 Feb 2018, 2:03 pm
This includes disability, pension, defined contribution plans (401(k) and 403(b)) and nonqualified deferred compensation plans. [read post]
16 Feb 2018, 6:21 am
Mendelsohn, Alex Young K. [read post]
16 Feb 2018, 3:00 am
Further, advisors using asset-based fees may be motivated to have you roll over old 401(k)s for them to manage (and charge on). [read post]
15 Feb 2018, 4:41 pm
Health plans and insurers, their service providers that act as business associates within the meaning of the Health Insurance Portability & Accountability Act (HIPAA) and employer and other health plan sponsors, fiduciaries, and other management leaders should heed the warnings contained in the new Resolution Agreement (FileFax Resolution Agreement) with former HIPAA business associate FileFax, Inc. announced by the Department of Health & Human Services (HHS) Office of Civil Rights… [read post]