Search for: "US Trade and Exchange, LLC"
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19 Dec 2019, 10:13 am
If you or someone you know has been the victim of investment fraud or broker misconduct, please contact our attorneys immediately for a free consultation at 215 462 3330 or by using our online contact form. [read post]
20 May 2020, 11:58 am
Cannacord Genuity LLC was the bookrunning manager for the offering and B. [read post]
18 May 2010, 3:20 pm
For further information, please contact us. [read post]
11 Jan 2011, 5:00 am
The prices used in the calculation are as of the time when trading closes on the New York stock exchanges. [read post]
4 Oct 2019, 3:00 am
The Foreign Corrupt Practices Act prohibits American companies and overseas firms with stocks trading on U.S. exchanges from paying bribes to foreign officials. [read post]
31 Mar 2012, 8:17 pm
The findings stated that Dooley recommended purchase speculative exchanged-traded funds (ETFs) designed from intra-day trading when he knew customers' investment objections were growth and income as opposed to speculative day trading. [read post]
30 Nov 2018, 4:10 pm
Our firm has also handled many shareholders and LLC disputes between owners of closely held corporations, and LLCs. [read post]
20 Dec 2011, 1:47 pm
For more information contact us at (877) SEC-ATTY.andnbsp; [read post]
11 Jan 2024, 8:47 am
Cryptocurrency exchanges work similarly to a securities brokerage firm, giving you the tools to buy, sell or trade cryptocurrencies easily. [read post]
24 Mar 2023, 7:11 am
The broker must use the standard of care and diligence needed to protect the customer’s interest. [read post]
26 Jan 2024, 8:27 am
Rodriguez’s broker report indicates that he was discharged by Morgan Stanley in 2021 after allegations of “use of client line of credit for his personal benefit. [read post]
5 Sep 2023, 4:47 am
” Fontem US, LLC v. [read post]
6 Aug 2010, 12:12 pm
• Foreign Exchange Trading Schemes. [read post]
25 Mar 2024, 8:51 am
Since the start of the year, the Federal Trade Commission (FTC) has brought actions against – and reached proposed settlements with[1] – three business ventures engaged in the collection, use and sharing of certain consumer information. [read post]
3 Jul 2021, 10:26 am
The lawsuit was filed by social media trade associations NetChoice LLC and Computer & Communications Industry Association (CCIA). [read post]
26 Oct 2010, 8:22 am
AdvisorShares Set to Launch the Cambria Global Tactical ETF (NYSE: GTAA) GTAA takes a quantitative approach to Global Tactical Asset Allocation BETHESDA, MD - October 25, 2010 - AdvisorShares Investments, LLC, an innovator of actively managed Exchange Traded Funds (ETFs), today announced that it will begin trading in the Cambria Global Tactical ETF (NYSE: GTAA) tomorrow, October 26th. [read post]
12 Mar 2020, 7:32 am
In the United States, a master limited partnership (MLP) is a limited partnership that is publicly traded on an exchange qualifying under Section 7704 of the Internal Revenue Code. [read post]
21 Oct 2022, 4:00 am
They asked for an investigation into the tech companies, as well as large lobbying groups including trade association the Computer & Communications Industry Association and advertisers’ group IAB Europe. [read post]
5 Dec 2008, 3:00 pm
: Canadian voices on copyright law’ documentary produced by Michael Geist and Daniel Albahary (Michael Geist) (Coverage of the film – Michael Geist) (Techdirt) IP & the economy – never allow a crisis to go to waste (Excess Copyright) Sleeman Breweries files lawsuit against Dead Frog Brewery over Dead Frog’s use of clear glass bottle design (Canadian Trademark Blog) China Investigation orders in IP cases (China Hearsay) Negotiating… [read post]
27 Aug 2020, 7:23 am
Morgan Securities LLC (CRD #79, New York, New York) Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it failed to establish and maintain a supervisory system reasonably designed to achieve compliance with its obligations under the applicable FINRA rules in connection with its sale of volatility-linked exchange traded products (volatility ETPs). [read post]
