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28 Mar 2023, 10:00 pm
The US Securities and Exchange Commission (SEC) issued a notice of proposed rulemaking (the Proposal) on March 15 that would require SEC-regulated investment advisers, investment companies, and broker dealers to provide notice to individuals affected by certain types of data breaches, along with other related requirements. [read post]
28 Mar 2023, 10:00 pm
The US Securities and Exchange Commission (SEC) issued a notice of proposed rulemaking (the Proposal) on March 15 that would require SEC-regulated investment advisers, investment companies, and broker dealers to provide notice to individuals affected by certain types of data breaches, along with other related requirements. [read post]
17 Oct 2012, 3:07 am
Instead, the LLC is either member managed or manager managed. [read post]
28 Jan 2015, 10:00 am
In September 2014, the general manager of a Southern California ambulance company pled guilty to conspiracy to commit Medicare fraud, conspiracy to obstruct a Medicare audit, and making materially false statements to law enforcement officers. [read post]
16 Oct 2011, 3:25 pm
Henry is an employee of a company covered by FMLA. [read post]
1 Nov 2017, 11:20 am
As a general rule, of course, Human Resources Departments and company management want to be – and should be – well-informed about issues in the workplace, including employees unhappy enough to have raised claims of discrimination or harassment. [read post]
1 Nov 2017, 11:20 am
As a general rule, of course, Human Resources Departments and company management want to be – and should be – well-informed about issues in the workplace, including employees unhappy enough to have raised claims of discrimination or harassment. [read post]
15 Jun 2023, 7:00 am
Founded in 2002, the firm prefers to make shareholder liquidity, management buyout and growth capital investments in mid-to-late-stage companies. [read post]
14 Jul 2020, 6:31 am
Vanessa Countryman, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 June 10, 2020 Dear Secretary Countryman, On behalf Impax Asset Management LLC, Investment Adviser to Pax World Funds, we submit this rulemaking proposal to require that companies identify the specific locations of their significant assets, so that investors, analysts and financial markets can do a better job assessing the physical risks companies face related to climate… [read post]
3 Mar 2017, 6:17 am
This limitation, proponents argued, would rein in manager pay, push companies to link executive compensation to corporate and individual performance, restore balance between the pay of executives and the pay of rank-and-file workers, or, if nothing else, impose a significant penalty on companies that lavish high levels of performance-insensitive compensation on their senior managers. [read post]
5 Oct 2011, 10:33 am
The advisor misused investor money by writing checks to pay for personal services and luxury items such as a Lexus, Mercedes, and Rolex watch.SEC Charges Long Island-Based Hedge Fund Manager with Fraud Involving PIPE Transactions [read post]
12 Nov 2008, 12:55 pm
Let's see... we've got a law firm SEO, a social media consultant, and a KM, Library & Information Management consultancy. [read post]
11 Nov 2011, 6:05 am
Editor’s Note: Matteo Tonello is Managing Director of Corporate Leadership at The Conference Board, Inc. [read post]
14 Aug 2011, 4:01 pm
We are excited to help risk managers develop a consistent approach to managing post-injury procedures at their various business locations, which ultimately saves them money. [read post]
23 Jan 2015, 3:09 am
William Gallagher & Associates, a provider of insurance brokerage and risk management services, has published its list of the top ten business risks facing companies for 2015. [read post]
18 Oct 2011, 3:00 am
Sky Bell Asset Management, LLC (N.D. [read post]
8 Jul 2009, 7:56 pm
InterOil, Overstock.com, and Bidz.com are like an axis of evil for investors.One must ask the obvious: What else is the senior management of IOC concealing, papering over, not disclosing and hyping to the detriment of company stockholders? [read post]
25 Jan 2012, 8:12 pm
In an effort to avoid filing bankruptcy, people will often try many different ways to avoid filing including working with a credit counseling company in a debt management program or a settlement program. [read post]
30 May 2024, 2:30 am
Given significant recent ESG developments, companies should refresh their materiality analysis relating to ESG-related risks, and how ESG-related risks are integrated into the company’s enterprise risk management framework that facilitates risk identification, assessment, mitigation and monitoring. [read post]
17 Oct 2023, 6:08 am
From a management perspective in more and more Illinois and Indiana industries, there is a growing temptation to hire workers on a temporary basis through an independent staffing company instead of putting workers on the permanent, full-time company payroll. [read post]
