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8 Feb 2011, 3:54 am by SHG
© 2011 Simple Justice NY LLC. [read post]
7 Feb 2011, 12:42 pm by Keith Griffin
The broker/dealer was a big seller of private placements in Medical Capital Holdings and Provident Royalties LLC - both of which face fraud charges from the Securities and Exchange Commission (SEC). [read post]
7 Feb 2011, 10:00 am by Joel Beck
 QA3 has been reported to be a respondent in numerous arbitration cases relating to private placements, including Medical Capital and Provident Royalties. [read post]
Here are the briefs in the case: Answer Appellant Brief Reply to Answer Supplemental Brief of Petitioner Supplemental Brief of Petitioner Supplemental Brief of Respondent Union Elevator Respondent Brief Statement of Supplemental Auth The Texas Court of Appeals decision approving the taking of private property for Cowboy Stadium in Arlington, Cascott, LLC v. [read post]
4 Feb 2011, 12:11 pm by Keith Griffin
During his remarks at the annual meeting of broker/dealer members of the Financial Services Institute on Feb. 2, Shorris specifically named private placements associated with Medical Capital Holdings and Provident Royalties LLC. [read post]
1 Feb 2011, 6:47 am by Rees Morrison
From a profile of the General Counsel of Silver Lake Technology Management LLC, a private investment firm, I note these points. [read post]
30 Jan 2011, 9:45 am by Mark J. Astarita, Esq.
The SEC alleges that the attorney, in the course of an SEC examination of his client NewPoint Securities LLC in April and May 2009 — altered private placement memoranda (PPMs) purportedly used in the offer and sale of securities issued by NewPoint Financial Services. [read post]
30 Jan 2011, 5:51 am by Mark J. Astarita, Esq.
The SEC alleges that the attorney, in the course of an SEC examination of his client NewPoint Securities LLC in April and May 2009 — altered private placement memoranda (PPMs) purportedly used in the offer and sale of securities issued by NewPoint Financial Services. [read post]
28 Jan 2011, 3:28 pm by Mark J. Astarita, Esq.
The SEC alleges that the attorney, in the course of an SEC examination of his client NewPoint Securities LLC in April and May 2009 — altered private placement memoranda (PPMs) purportedly used in the offer and sale of securities issued by NewPoint Financial Services. [read post]
27 Jan 2011, 10:01 pm by Marie Louise
– IFPI Digital Music Report 2011(ArsTechnica) (TorrentFreak) Music industry working on Global Copyright Database (Plagiarism Today) 25% of files downloaded from The Pirate Bay are fakes (ArsTechnica) The Music Bay: Pirate Bay crew instill more fear into the music industry (TorrentFreak) Do you prefer copyright or the right to talk in private? [read post]
27 Jan 2011, 5:51 pm by SOIssues
In my 18-year career as a private investigator, I sometimes uncover during the course of an investigation an alleged crime that's gone undetected by police. [read post]
27 Jan 2011, 2:29 pm by Ashwin Trehan
., LLC, an employee sued her employer for, among other things, discrimination and retaliation. [read post]