Search for: "The Regulatory Review"
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10 Oct 2021, 8:58 pm
Accordingly, administrative decision-makers are permitted to take rules from the general law and modify them to the needs of a particular regulatory setting... [read post]
11 May 2016, 8:48 am
By Rich McHugh After a drawn out and controversial regulatory review process, the United States Department of Labor (DOL) on April 6, 2016, issued final guidance that expands the definition of a “fiduciary” under the Employee Retirement Income Security Act (ERISA) and the Internal Revenue Code regarding persons or entities that render investment advice for compensation, received directly or indirectly, with respect to assets held in retirement plans or individual… [read post]
11 May 2016, 8:48 am
By After a drawn out and controversial regulatory review process, the United States Department of Labor (DOL) on April 6, 2016, issued final guidance that expands the definition of a “fiduciary” under the Employee Retirement Income Security Act (ERISA) and the Internal Revenue Code regarding persons or entities that render investment advice for compensation, received directly or indirectly, with respect to assets held in retirement plans or individual retirement… [read post]
13 Feb 2025, 8:07 pm
FDA may request additional information during the review of the PCCP. [read post]
25 Feb 2019, 4:10 pm
The Cairncross Review (pp.25-30) highlights the changing way that news is accessed: 74% of adults now consume it principally online, rather than via radio or print. [read post]
17 Jan 2017, 4:19 pm
The SEC is the primary regulatory body charged with the enforcement of the U.S. securities laws. [read post]
19 Apr 2016, 8:57 am
The Securities Transfer Association, whose members maintain the records of more than 100 million registered shareholders on behalf of 15,000 issuers, wrote that a comprehensive review of the rules was needed to address all of the technological advances of the past 30 years and consolidation in the industry. [read post]
7 Nov 2024, 6:51 am
Expect the FCC to remove “regulatory underbrush” that heretofore have established now minor limits on national and local market dominance. [read post]
7 Nov 2024, 6:51 am
Expect the FCC to remove “regulatory underbrush” that heretofore have established now minor limits on national and local market dominance. [read post]
31 Mar 2022, 8:51 am
CCOs also represent the interests of their firm before regulatory authorities and regulators. [read post]
15 Apr 2024, 10:00 pm
Access this practice note and gain an understanding of the regulatory issues and requirements for fintech companies. [read post]
11 Feb 2013, 11:30 am
These standards serve as EPA’s definition of clean air, and drive a range of regulatory controls. [read post]
23 Nov 2018, 6:06 am
The Treasury Department’s analysis is that this does not occur under current law, and no regulatory fix is thus needed to avoid such a reduction. [read post]
3 Nov 2017, 9:12 am
Financial Industry Regulatory Authority, November 1, 2017, Tjoflat, G.)FINRA proceedings. [read post]
23 Dec 2014, 5:05 am
. has editorial, preview, or review privilege over the content provided, then it is responsible for that content.Id. at 4. [read post]
3 May 2023, 1:28 pm
Regulatory Bulletinhttp://narf.org/nill/bulletins/regulatory/2023.html Asian American, Native Hawaiian, and Pacific Islander Heritage Month, 2023 (Presidential Proclamation) Final Priorities, Requirements, and Definitions-State-Tribal Education Partnership Program (Education) Law Review & Bar Journal Bulletin (contact us if you need help finding a copy of an article)https://www.narf.org/nill/bulletins/lawreviews/2023.html The effectiveness of an ICWA Court at… [read post]
8 May 2024, 1:28 pm
Regulatory Bulletinhttp://narf.org/nill/bulletins/regulatory/2024.html Rate Adjustments for Indian Irrigation Projects (Interior) Planning (USDA) Asian American, Native Hawaiian, and Pacific Islander Heritage Month, 2024 (Office of the President) Alaska Native Claims Selection (Interior) Water Quality Standards Regulatory Revisions To Protect Tribal Reserved Rights (EPA) Law Review & Bar Journal Bulletin (contact us if you need help finding a copy of… [read post]
6 Mar 2014, 10:54 am
The CFTC’s Division of Swap Dealer and Intermediary Oversight, which issued Staff Advisory 14-21, will “enhance its audit and review standards as it continues to focus more resources on GLBA Title V compliance. [read post]
17 Apr 2015, 4:14 pm
As a result of the FDA's position, manufacturers of MDDS or medical storage and communication devices will not have to register with the FDA, submit to pre-market review or post-market reporting, and can avoid quality system regulation, thereby saving manufacturers time and money. [read post]
22 May 2016, 4:55 pm
The major issue with the BPFD is that it is a legal defense with no regulatory review or sign-off. [read post]
