Search for: "Matter of Trader"
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9 May 2012, 7:51 pm
Photo: Trader Tim/Flickr The FBI sees the anonymous Bitcoin payment network as an alarming haven for money laundering and other criminal activity — including as a tool for hackers to rip off fellow Bitcoin users. [read post]
8 May 2012, 5:58 pm
Therefore, as an introductory matter, all information in this posting is subject to change upon publication of the final rule. [read post]
8 May 2012, 4:08 pm
Structurally, this series will consist of 22 postings, organized as follows: General Topic Specific Subject Matter of Posting Swap Dealer / Security-Based Swap Dealer Part 1: The Swap/SBS Dealer Definition Generally Part 2: The Exclusion for the Origination of Loans Part 3: The “Org… [read post]
7 May 2012, 3:36 pm
Here is what Marty Orlick, the head of our ADA compliance and defense group, and I think the Schwab matter may mean to you. [read post]
2 May 2012, 8:59 pm
RT @WantChinaTimes: China's overseas #investments yield far less than #FDI in the country http://t.co/5qbCbj7V -> Latest China Hearsay: Chinese Companies Late With Reports to SEC: Raise the Red Flags http://t.co/Ukyd8dtf -> RT @forbesasia: Boeing finds friendly skies in China, while Airbus sees “retaliation” for emissions http://t.co/dtZH0DQz by @managingdragon -> Marbridge: State Council to Strengthen Oversight of Telecom Billing http://t.co/peQMm0QQ -> Ken Rogoff: Why… [read post]
1 May 2012, 7:09 am
Some traders and industry insiders said the fiasco raises questions about BATS’ larger business model. [read post]
26 Apr 2012, 1:44 pm
China Bribes And Transparency: Why The FCPA Matters China And The Foreign Corrupt Practices Act (FCPA). [read post]
26 Apr 2012, 8:00 am
Earle or the integrity of the SEC's investigation of the Pipeline Trading Systems matter. [read post]
24 Apr 2012, 8:12 am
The rules are designed to enable institutional traders to continue to execute large orders with minimal market impact, while ensuring investors with smaller orders receive meaningful price improvement when they trade with dark orders. [read post]
23 Apr 2012, 5:00 am
Sources: In the Matter of GMB Capital Management LLC (.pdf) – SEC Order SEC Charges Father-and-Son Hedge Fund Managers Who Agree to Pay $4.8 Million to Settle Fraud Case – SEC Press Release SEC charges MIT prof., son in Madoff feeder fund case by Eric Convey in Boston Business Journal SEC Says Boston Men Who Fed to Madoff Will Pay $4.8 Million By Joshua Gall in Bloomberg SEC fines MIT prof and son $5M in hedge fund fraud by Ira Kantor in the Boston Herald Who are these… [read post]
20 Apr 2012, 6:36 am
Solomon appears not to have done much securities work, but does have a lot of trial experience in fraud, money laundering, and bribery matters, which will put him in good stead for his new job. [read post]
18 Apr 2012, 8:00 am
First Derivative Trader’s decision. [read post]
18 Apr 2012, 7:22 am
A Federal Grand Jury indicted six foreign nationals, three of whom are Russian, on charges of defrauding American car buyers through well-known websites, such as eBay Motors, Auto Trader, Yahoo Auto, Edmunds.com and Craigslist. [read post]
16 Apr 2012, 6:01 am
Jane Ginsburg: emerging concepts of IP rights and limitations; each paper paired with commentary from a different jurisdiction, usually US/EU. [read post]
9 Apr 2012, 1:14 pm
In both cases, the claim is about the role of government in guiding and regulating the market, something that endures no matter what else changes. [read post]
9 Apr 2012, 6:00 am
You talk to these wheelers, dealers, and traders and they tell you that on the Street, it’s all done by a handshake. [read post]
5 Apr 2012, 7:57 am
This distinction wouldn’t have mattered before the world industrialized, because if it floated it was obviously not a home. [read post]
4 Apr 2012, 9:22 pm
Tamara de Silva is an independent trader and lawyer Footnotes: 1. [read post]
4 Apr 2012, 1:27 pm
That matter is still pending. [read post]
3 Apr 2012, 9:12 pm
Overdick began as a trader in cardomom, a spice used in cooking, then used his knowledge of import and export routes to help the Zetas move cocaine to the United States. [read post]
