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14 Aug 2018, 12:26 pm
Morgan Stanley Smith Barney LLC, John Joseph Biondo, Jr., and William Michael Peragine, III, Respondents (FINRA Arbitration 15-03434, August 10, 2018)  http://www.finra.org/sites/default/files/aao_documents/15-03434.pdf In response to ... [read post]
30 Apr 2018, 12:59 am by Lawrence B. Ebert
The Daily Pennsylvanian wrote:According to Finger Lakes Times, Penn Graduate School of Education spokesperson Kat Stein commented on the matter in a statement. [read post]
9 Apr 2022, 11:14 am
Unhappy Customers Pull Out All the GameStops In FINRA Arbitration Win Against Charles Schwab (BrokeAndBroker.com Blog)For a Second Time, Federal Court Says Price Isn't Right In UBS Whistleblower Retaliation (BrokeAndBroker.com Blog)Montgomery County and Florida Women Convicted of Conspiring to Access Company Computers For Money (DOJ Release)SEC Charges Shareholders, Attorney in Penny Stock Fraud Scheme (SEC Release)"Building Upon a Long Tradition" - Remarks before the Ceres… [read post]
5 Aug 2015, 5:35 am
" As more fully explained in the Report:This investigation was initiated on June 30, 2015, based on information provided by Erica Williams, Deputy Chief of Staff, Office of the Chair, concerning alleged potential issues of fairness and bias in the SEC's administrative proceedings, including those introduced in the Timbervest, LLC (Timbervest) matter. [read post]
14 Sep 2009, 2:51 pm
All in the first year of Mr Williams introductory tenancy. [read post]
25 Feb 2011, 5:00 am by Kimberly A. Kralowec
  I am quoted in the article, as is Matt Bailey of Pollard Bailey (author of the Bailey Class Action Daily) and defense attorneys William F. [read post]
11 Dec 2011, 5:54 pm by Tom Goldstein
  In the view of Justice Kennedy, as a practical matter, Williams is a materially weaker case for the government because at least in those two prior cases the state had put on some evidence to establish the validity of the testing procedures that had been used. [read post]
1 Oct 2009, 6:53 am
CityBusiness quotes the administrator of the American Association of Bioanalysts, the health system contracted with Vincent Williams' company to run the clinic, as saying that nobody by the name of Vincent Williams is certified with its board. [read post]
29 Jul 2007, 6:33 am
"We also find as a matter of law, having considered the totality of the circumstances, that the agents had a 'particularized and objective basis for suspecting legal wrongdoing,' Williams, 417 F.3d at 376, such that the search of the premises was supported by reasonable suspicion. [read post]
11 Aug 2009, 1:16 pm
William Bodin and Derral Thorson invented a virtual camera and method for editing and browsing images for virtual cameras. [read post]
16 Feb 2012, 4:18 am by Gregory Forman
 While the bar needs to investigate and discipline incompetent or dishonest attorneys, I have no idea why the Supreme Court decided to issue a February 15, 2012 public reprimand in In the Matter of William G. [read post]