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18 Aug 2019, 8:18 pm
The report was widely criticized as the product of Liberal Party in-fighting. [read post]
15 Dec 2022, 8:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 4:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
14 Nov 2011, 7:13 pm
Just as adding a series of zeros together yields yet another zero as the product, adding a series of positive but statistically insignificant SMRs together does not produce a statistically significant pattern. [read post]
21 Aug 2015, 6:07 pm
The Supreme Court’s recent King v. [read post]
6 Aug 2015, 6:21 pm
Does the budget appropriately provide for contingencies in the event of a cyber-attack or cybersecurity need [read post]
3 Nov 2022, 11:00 pm
4131/1962, and National Monetary Council Resolution No. [read post]
13 Dec 2024, 1:18 pm
On an annual basis, SEC registered investment advisers (“RIAs”) are required to provide natural person clients with a copy of their privacy policy if: (i) the RIA has disclosed non-public personal information other than in connection with servicing consumer accounts or administering financial products; or (ii) the RIA’s privacy policy has changed. [read post]
12 Dec 2017, 4:36 pm
Howey Co., which states that a security is an investment contract in which a person 1) invests their money; 2) in a common enterprise; 3) with an expectation of profits; 4) based on the efforts of the promoter or a third party. [read post]
9 Aug 2016, 10:44 am
Department of Justice January 2002 – May 2006 (4 years 5 months) Associate Brobeck, Phleger & Harrison 1990 – 1997 (7 years) Notice, there is a gap of five-odd years between 1997 and 2002. [read post]
13 Jan 2016, 5:05 pm
Railroads became the pioneers in this area, and their efforts to report and control costs, and to measure production and operating ratios, were major catalysts in the development of the accounting profession in the U.S. [read post]
2 Oct 2017, 4:50 pm
2005: SEC v. [read post]
16 Apr 2018, 4:48 pm
In the seminal prime bank case SEC v. [read post]
13 Apr 2016, 4:55 pm
The Framework is a user-friendly text, which does not require a computer science degree in order to understand its basic and fundamental notions. [read post]
16 Jun 2016, 2:48 pm
This time the SEC hit Morgan Stanley with a $1 million penalty for security lapses that enabled a former financial adviser to tap into its computers and take client data home. [read post]
31 Dec 2019, 8:13 am
If a manager runs a website that does not collection personal information, then no separate disclosure is needed for the website. [read post]
5 Mar 2013, 1:51 pm
Since the Supreme Court’s June 28, 2012 National Federation of Independent Business v. [read post]
24 Oct 2019, 2:40 pm
Telegram Group, Inc. and Ton Issuer Inc. which sought a temporary restraining order (TRO), the SEC has reached yet another crypto-related milestone. [read post]
21 Nov 2009, 4:14 pm
To the Securities and Exchange Commission: On November 18, 2009, Overstock.com (NASDAQ: OSTK) held conference call where CEO Patrick M. [read post]
24 Jan 2019, 2:36 pm
For instance, in SEC v. [read post]
