Search for: "UBS Financial Services"
Results 861 - 880
of 1,067
Sort by Relevance
|
Sort by Date
8 Jul 2010, 2:42 pm
If only he had hired a lawyer to file the TD F 90-22.1 FBAR form....Ex-UBS Client Zaltsberg Admits Hiding $2.6 MillionJuly 01, 2010, 12:44 PM EDTBy David VoreacosJuly 1 (Bloomberg) -- A former UBS AG client who played soccer on the Soviet national team pleaded guilty to failing to tell U.S. tax authorities about $2.6 million held in an offshore account.Leonid Zaltsberg, 75, admitted that he didn't declare to the Internal Revenue Service a nominee Panamanian account… [read post]
24 Jun 2010, 11:08 am
“The actual legislation is pretty vague in a lot of important ways,” Richard Schetman, a financial services lawyer at Cadwalader, Wickersham & Taft, was quoted as saying. [read post]
18 Jun 2010, 6:41 am
It is not because we get stock advice or other financial services in exchange for our advice, but rather, because the financial services industry has taken the bull by the horns so to speak, and begun to define how non-competes will be used and enforced in the industry.In 2004, CitiGroup (Smith Barney), Merrill Lynch and UBS, drafted and signed theProtocol for Broker Recruiting. [read post]
27 May 2010, 3:09 am
Michigan said that UBS Securities and UBS Financial Services have agreed to pay about $2.2 million as part of a 2008 settlement related to the sale of auction-rate securities, The Associated Press reported. [read post]
26 May 2010, 3:00 am
UBS: The strongest political opponent of a parliamentary approval of the 2009 Swiss-US agreement on release of UBS accountholders' names has now announced that it will support the deal. [read post]
30 Apr 2010, 10:26 pm
While Stifel increased its adviser roster by over 500 in 2009, absorbing over 300 advisers from UBS Financial Services Inc. [read post]
22 Apr 2010, 6:07 pm
Turner & Company, LPL Financial, UBS, Citicorp Investment Services and Morgan Stanley, has been fined $10,000 and suspended from association with any member of the Financial Industry Regulatory Authority (FINRA) for 15 business days. [read post]
16 Apr 2010, 8:10 am
A Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded damages to the Marcus family and their affiliated profit sharing and retirement plans as a result of losses sustained in so-called Lehman principal protected structured notes sold to them by UBS Financial Services, Inc. [read post]
12 Apr 2010, 12:57 pm
It is also the office that will decide on financial rewards for whistleblowers. [read post]
6 Apr 2010, 1:58 am
SCA is a holding company for financial guaranty insurance and reinsurance. [read post]
20 Mar 2010, 9:10 am
Session Three: Pool Financial Reporting Th [read post]
1 Mar 2010, 12:27 am
March 25-26 Sponsor: HFMWeek Event: HFM European Performance Awards Location: London **** Bart Mallon, Esq. runs the Hedge Fund Law Blog and provides hedge fund information and manager registration services through Mallon P.C. [read post]
28 Feb 2010, 11:56 pm
A subscription to LAW.COM is needed for online access to this service. [read post]
28 Feb 2010, 1:18 am
The seminar will be held at the UBS Conference Center, One North Wacker Drive. [read post]
25 Feb 2010, 2:27 pm
Since August 2008, Cuomo has gotten 12 financial service firms to agree to repurchase $61 billion of ARS at par. [read post]
25 Feb 2010, 10:57 am
Click Here UB pays federal fine for PCB transformer problems. [read post]
18 Feb 2010, 2:00 pm
" An investigation by the Attorney General into the auction rate securities market found that UBS Securities LLC and UBS Financial Services, Inc. [read post]
17 Feb 2010, 9:28 am
The case is significant because it shows that the authorities are expanding beyond UBS, the giant Swiss financial company, in their scrutiny of banks suspected of helping wealthy Americans evade taxes. [read post]
11 Feb 2010, 7:12 am
February 11, 2010Dear Colleagues: To prepare for a television show with Erin Arvedlund on the SEC Inspector General’s 457 page Report on the SEC’s malfeasance in the Madoff matter, I have identified what I think the most important excerpts from the Report. [read post]
7 Feb 2010, 6:37 pm
UB then failed to properly store both transformers, mark the storage areas with the proper labeling, and failed to mark each transformer with the date it was removed from service. [read post]
