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Editor's Note: Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk & Wardwell LLP, and a former commissioner at the U.S. [read post]
24 Jun 2022, 1:20 pm by Kaufman Dolowich Voluck
” As one part of this effort, in a statement by the White House on April 6, 2022, “devastating economic measures to ban new investment in Russia and impose the most severe financial sanctions on Russia’s largest bank and several of its most critical state-owned enterprises and on Russian government officials and their family members. [read post]
16 Sep 2015, 6:00 am by SEClaw Staff
Five Arizona Residents Charged With Stealing Millions From Investors to Fund Travel and Entertainment SpreesThe SEC has charged five Arizona residents with stealing millions of dollars from investors to make car payments, buy clothes, and fund travel and entertainment at luxury resorts, casinos, and strip clubs.Fraud Charges Announced in Cross-Border Scheme to Secretly Control and Manipulate Stock of Chinese Companies After Reverse MergersFraud charges have been announced against a Wall Street CEO… [read post]
The challenge will be to find the right balance with, on the one hand, materially enhanced supervision and regulation to ensure safety and soundness but without, on the other hand, so cramping enterprise in major financial institutions that they fail adequately to meet the needs of the wider economy. [read post]
27 Mar 2017, 7:33 am by Gene Quinn
According to Frank Murphy, Acting Chief Financial Officer, who recently spoke at a PPAC public meeting, the USPTO will not be using the services because the USPTO systems are superior to the shared services being created. [read post]
13 Nov 2008, 3:30 pm
  As with most diseases, early detection is key to a corporation's successful financial or operational recovery. [read post]
28 Sep 2015, 7:16 am by John Jascob
The Seventh Circuit’s opinion had explained that some of the SEC ALJ cases looked instead to the Supreme Court’s Free Enterprise decision.Moreover, Gray Financial could be harmed if it was forced to submit to a likely unconstitutional administrative hearing. [read post]
5 Feb 2010, 5:00 am by Doug Cornelius
by Gil Yehuda on Gil Yehuda’s Enterprise 2.0 Blog Can brokers set up blogs? [read post]
22 Jun 2010, 8:18 am by Kristin Johnson
Previously, I suggested that one of Congress’s central goals for adopting financial market reform is to limit systemically significant financial institutions’ risk taking to levels where the capital and assets of each business covers its losses. [read post]
28 Jul 2010, 11:14 am by James Hamilton
But, while exempt from the legislative prohibition, the investment services enterprises would still be are required to report these short selling and derivatives activities to BaFin, providing details of all financial instruments concerned. [read post]
22 Jul 2010, 5:33 pm by Bobby Bartlett
Neither of these problems, however, seem to justify Dodd-Frank’s disregard for the traditional approach to prudential regulation in which both regulators and markets are perceived as partners in a common enterprise. [read post]
5 Dec 2006, 11:46 pm
At the Enterprise Conference on December 02, 2005, the UK Chancellor of the Exchequer had announced that, as part of the Pre-Budget Report 2005 package, he had asked former Financial Times editor Mr. [read post]
4 Jan 2011, 7:32 am by atussey@mortgagefraudblog.com
The scheme involved Joel Rosabal and Chadwick Amsden, employees of Crown Point Enterprises, …Read More... [read post]
13 Nov 2013, 12:32 am by Karel Frielink
The Wfm BES applies to financial institutions in the BES islands (Bonaire, St. [read post]
11 Jan 2014, 8:19 pm by Sabrina I. Pacifici
  “The Delaware legislature recently shocked the sustainable business and social enterprise sector. [read post]
26 Apr 2022, 10:28 am
What counts as an enterprise, however, is subject to much speculation and frustration because the definition is so vague. [read post]
9 Mar 2009, 1:42 pm by Jan Morrison
   The allocation of the funds for the probate reform will be put on the back burner this year as it was last year, in light of the financial crisis. [read post]