Search for: "U.S. Equity, LLC" Results 881 - 900 of 1,271
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15 Jul 2013, 10:25 am by D. Daxton White
Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that it failed to establish and enforce adequate WSPs regarding dividend-related yield enhancement on total return swap transactions that involved U.S. equities. [read post]
11 Jul 2013, 10:31 am by Allison Tussey
The charging documents indicate that various developers in the scheme, including but not limited to CONGLETON, operating through Triple R Enterprises, LLC; HERNDON, operating through Herndon & Herndon Enterprises, LLC; HALL, operating through Dwayne T. [read post]
14 Jun 2013, 6:48 am by Allison Tussey
Vito Grippo, the president of Morgan Financial Equity Shares and Vanick Holdings LLC, based in Holmdel, New Jersey, was sentenced to 96 months in prison. [read post]
3 Jun 2013, 11:43 am by Michael S. Waldron
WaldronRaj Date and Fenway Summer LLC has hit a triple for the ages. [read post]
27 Mar 2013, 1:43 pm by Cathy Holmes
If the regional center is replacing private equity, the due diligence standards should be similar to those used by a private equity provider. [read post]
27 Mar 2013, 1:43 pm by Cathy Holmes
If the regional center is replacing private equity, the due diligence standards should be similar to those used by a private equity provider. [read post]
26 Mar 2013, 7:22 am by Devlin Hartline
Today’s guest post comes from Copyhype contributor Devlin Hartline. [read post]
13 Mar 2013, 6:00 am by Doug Cornelius
Stephens SEC Order: Ranieri Partners LLC and Donald W. [read post]
7 Mar 2013, 8:15 am by Florian Mueller
., its subsidiary Motorola Mobility LLC and MMI's German subsidiary liable for infringement of a key Microsoft patent, EP0845124 on a "computer system for identifying local resources and method therefor", which is the European equivalent of U.S. [read post]