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7 Sep 2010, 6:58 pm by Peter Vodola
§ 78j(b), because - even though the firm was in bankruptcy - the plaintiff was entitled to seek recovery from the advisor as a joint tortfeasor. [read post]
4 Mar 2007, 10:37 pm
P. 60(b) motion but otherwise retain jurisdiction over an appeal, potential total remand of case if motion granted,Finisar Corp. v. [read post]
10 Feb 2009, 7:32 am
 Defendants sought dismissal on the grounds that plaintiff’s claims were impliedly preempted by Credit Suisse Securities (USA) LLC v. [read post]
7 Jan 2019, 8:10 am by Green, Schafle & Gibbs
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, and/or Fined by FINRAMaxim Group LLC (CRD #120708, New York, New York)Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it failed to establish and maintain a supervisory system, and establish, maintain and enforce WSPs,… [read post]
6 Sep 2016, 5:03 pm by Dennis Crouch
Clickbooth.com, LLC, et al., No. 16-195 (please clarify the meaning of ‘abstract idea’ and ‘inventive process’). [read post]
17 May 2021, 7:43 am by Steven Koprince
GAO’s decision in M R Pittman Group, LLC, B-419569 (May 5, 2021) involved an Army Invitation for Bids seeking a contractor to inspect, remove and repair pump units for the Wilkinson Canal Pump Station in Louisiana. [read post]
14 Aug 2008, 10:45 pm
Copyright © Nipper, LLC 2004-2007. [read post]
10 Nov 2008, 4:01 pm
Albainy-Jenei • Patent Baristas, Frost Brown Todd LLC (Cincinnati, OH)Kyle B. [read post]
25 Mar 2016, 6:00 am
Katzman, Fried, Frank, Harris, Shriver & Jacobson, LLP, onThursday, March 24, 2016 Tags: Compliance and disclosure interpretation, Director liability, Equity-based compensation, Exchange Act, Inside information, Insider trading, Investor protection, Liability standards, Management, Rule 10b-5-1, SEC, SEC enforcement,Section 10(b), Securities enforcement, Securities Regulation, Voluntary Disclosure Activist Investors, Cash, and Capital Allocation Posted by Paula Loop,… [read post]
25 Jan 2015, 12:35 pm by Peter S. Lubin and Vincent L. DiTommaso
In July, Starion, Connecticut Gas & Electricity Co. and Direct Energy LLC were the subject of an investigation conducted by the Public Utilities Regulatory Commission (PURA). [read post]