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7 Jan 2021, 11:54 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
7 Jan 2021, 11:54 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
7 Jan 2021, 11:53 am
According to its FINRA Broker Report, the firm reportedly has 16 disclosure events on its broker record including 14 regulatory events, and 2 arbitrations. [read post]
7 Jan 2021, 9:40 am
Her research interests include International Human Rights Law, Public International Law, Gender-Justice, Law and Technology, Intellectual Property Rights, Criminal law and Arbitration. [read post]
7 Jan 2021, 9:21 am
(“Energy 11” or the “Partnership”) may be able to recover investment losses through FINRA arbitration. if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. [read post]
7 Jan 2021, 9:16 am
Similar in some ways to a judgment from a court, an arbitration award decides how the dispute will be resolved. [read post]
7 Jan 2021, 8:20 am
It also voids arbitration agreements requiring mandatory arbitration of disputes involving allegations of sexual assault or sexual harassment. [read post]
7 Jan 2021, 8:02 am
Invoking the arbitration provision, Sills sent the matter to arbitration. [read post]
7 Jan 2021, 7:43 am
Continue reading The post Antonio Almeida, with Worden Capital Management LLC, Suspended by FINRA appeared first on Securities Arbitration Lawyer Blog. [read post]
7 Jan 2021, 7:12 am
In Christian Labour Association of Canada v. [read post]
7 Jan 2021, 7:01 am
In Epic Systems, the Supreme Court reaffirmed that the Federal Arbitration Act requires courts to enforce agreements to arbitrate according to their terms, including mandatory agreements with terms providing for individual proceedings and class action waivers. [read post]
7 Jan 2021, 6:40 am
As a result, parties may have both arbitrable and non-arbitrable disputes. [read post]
6 Jan 2021, 1:16 pm
The highest court in Massachusetts has determined that Uber cannot force customers into arbitration. [read post]
6 Jan 2021, 12:10 pm
The Church responded, seeking that the claims be heard by the Church through religious arbitration. [read post]
6 Jan 2021, 10:07 am
Citing a provision in its terms and conditions, Uber moved for arbitration against the plaintiff’s opposition. [read post]
6 Jan 2021, 8:26 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois. [read post]
6 Jan 2021, 8:18 am
Finally, as a result of supervisory failures, WCM failed to timely file amendments to registered representatives’ Form U4s and Form U5s to disclose the filing or resolution of customer arbitrations[1]. [read post]
6 Jan 2021, 8:04 am
In this post, Karishma Gadhia, an associate in the litigation and arbitration team at CMS and Tobias Seger, a trainee at CMS, comment on the decision handed down in early November 2020 by the UK Supreme Court in the matter of Secretary of State for Health and others v Servier Laboratories Ltd and others [2020] UKSC 44. [read post]
6 Jan 2021, 4:22 am
Of the 500 litigators who responded, only two percent of respondents participated in a remote mediation or arbitration via videoconferencing software such as Zoom prior to March 2020. [read post]
5 Jan 2021, 3:02 pm
(“PECO”) may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. [read post]
