Search for: "Investment Management Advisory Group" Results 921 - 940 of 1,579
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16 May 2011, 9:47 am
Laura Keller, a San Francisco financial consultant, said she recommended Gilliams to Morfopoulos and another Bay Area investor group based on a recommendation she'd got from Blackhawk Wealth Solutions, a San Diego-based investment advisory firm. [read post]
15 Jul 2010, 6:49 am by Cynthia Marcotte Stamer
Stamer has more than 23 years experience working with employer and other plan sponsors, insurers, Managing Editor of Solutions Law Press and a member of the editorial advisory board of many other industry publications and programs. [read post]
24 Dec 2018, 6:00 am by Patricia Klusmeyer
See, e.g., DOL Advisory Opinions 2008-07A, 2003-17A and 2001-04A. [read post]
It is expected that the various special interest groups in the industry will continue to lobby hard that outstanding regulations at the German and European law level will not lead to unreasonable additional burdens for their members. [read post]
27 Oct 2009, 7:45 am by Broc Romanek
Those engagements are often perceived as presenting greater liability risks than M&A advisory engagements for private companies, and that's probably true most of the time, but a recent Massachusetts federal court decision provides a sobering reminder to investment banks that this isn't always the case. [read post]
12 Jun 2017, 3:10 pm by Donna Brady
  It aims to keep customer charges stable and improve safety and flight efficiency by investing in operations and controlling costs. [read post]
12 Jun 2017, 3:10 pm by Donna Brady
  It aims to keep customer charges stable and improve safety and flight efficiency by investing in operations and controlling costs. [read post]
9 May 2012, 1:00 pm by David Smyth
  Many of those deals involved Yongye Enterprise (Group) Co. [read post]
25 Feb 2020, 2:32 pm by Kevin LaCroix
  The proposed rules are hotly contested by the major proxy advisory firms, on constitutional law grounds—under the argument that such rules violate their free speech rights–and on the business and practical fronts—the obligations under the rules overburden proxy advisory firms and smaller investment and asset management firms from a cost and time perspective. [read post]
14 Dec 2011, 7:38 am by Marc Goldstein
Japanese executives tend to have spent their entire careers with a single company or group, and many lack some of the transferable skills that executives elsewhere may have gained through a diverse career or through formal study of corporate finance, law or management; making them less well-suited to serve as outside directors of other companies. [read post]
21 Oct 2010, 8:09 am by Kara OBrien
  The SEC also proposed rules relating to disclosure by institutional investment managers of their proxy voting on executive compensation and other matters. [read post]
22 Apr 2019, 3:00 am by John Jenkins
That’s because Spectrem Group recently surveyed over 5,000 retail investors to get their views on proxy advisors. [read post]
2 Oct 2008, 9:36 am
(Radio Shack), Waste Management, Jamba Juice, Muriel Siebert and every former special purpose acquisition company (SPAC), even if it raised $1 billion. [read post]
25 Aug 2018, 1:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
27 Oct 2017, 2:16 am by CFM Admin
We will keep managers apprised of ongoing developments. [read post]