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FS23/4 summarises feedback to the FCA’s October 2022 discussion paper (DP22/5) which aimed to stimulate conversation on areas where Big Tech entry is likely to create the biggest competition benefits for consumers and where there is the greatest risk of significant harm if competition does not develop effectively. [read post]
4 Nov 2022, 7:18 am by Ralf Michaels
The inherent risk is that the advancement in a wider recognition of “a right to parenthood”, including “parenthood for all” may increase existing divisions and undermine the credibility of the universal character of the principle of non-discrimination. [read post]
3 Aug 2016, 11:30 am by Marcy Wilder and Donald DePass
ONC found that institutions not subject to HIPAA often lacked encryption, other security safeguards, and appropriate procedures for security risk assessments and audits, despite the fact that inadequate security protections could lead to FTC enforcement for failure to reasonably protect consumer health data. [read post]
2 Apr 2024, 6:01 am by Marlene Gebauer
The keynote speaker for ILTA EVOLVE will be Joe Sullivan, former CSO of Facebook, accompanied by Lily Yeoh, founder and president of C1 Risk. [read post]
26 Feb 2022, 9:44 am
These are consequences that may produce not just business risk and the operation of so-called soft law frameworks, but may also produce legal risk throughout the company production chain. [read post]
11 Sep 2023, 4:15 pm by Kevin LaCroix
The most serious risk and exception occurs when a board member has a conflict of interest. [read post]
22 Jun 2018, 6:01 am
Securities and Exchange Commission, on Friday, June 15, 2018 Tags: Conflicts of interest, Cryptocurrencies, Disclosure, ICOs, Investment advisers, Investor protection, Retail investors, SEC, SEC enforcement, Securities regulation Don’t Blame Stock Markets for Peril of Short-Termism Posted by Mark Roe (Harvard Law School), on Friday, June 15, 2018 Tags: Business Roundtable, Earnings announcements, Hedge… [read post]
11 Jan 2019, 6:30 am
Katz, Wachtell, Lipton, Rosen & Katz, on Monday, January 7, 2019 Tags: Exchange Act, Merger litigation, Mergers & acquisitions, Section 14(e), Securities fraud, Securities litigation, Securities regulation, Shareholder suits, Supreme Court, U.S. federal courts Comments on the SEC Roundtable on Proxy Access Posted by John C. [read post]
24 Dec 2008, 12:51 am
Advertising agency roundtable responses 500-Plus Deaths Annually Associated with Children’s Cough and Cold …     1Digg me [read post]
31 Jan 2017, 2:24 pm by Christopher Bosch and Jeff Kern
One comment letter, submitted by a group that included the Securities Industry and Financial Markets Association, American Bankers Association, and the Financial Services Roundtable, stated: “Financial firms already have designed their cybersecurity programs to implement the NIST Cybersecurity Framework and comply with the Federal Financial Institutions Examination Council’s Cybersecurity Assessment Tool and cybersecurity regulations under the Gramm-Leach-Bliley Act… [read post]
29 Jan 2015, 4:00 am by Amy Salyzyn
A recent survey of the 30 largest Canada-based law firms produced by the Law Firm Risk Roundtable reports that on average such firms manage between 500-1000 conflicts-driven ethical screens and information barriers. [read post]
17 Jan 2010, 5:29 am by Francis H. Byrd, The Altman Group,
At the risk of being redundant, proxy access and 'Say on Pay' are likely to either become law or SEC mandates by the end of 2010. [read post]
25 Jun 2020, 3:03 am by Lynn Jokela
As You Sow had three majority-supported 2020 “materiality” proposals that called for reports on “material human capital risks”, as well as successful settlements for similar proposals and proposals on material water management risks; and SASB’s continuing work on possible revisions to its standards, including research on human capital management across its 77 industries. [read post]
28 Oct 2014, 9:38 am by Jayne Navarre
It’s a calculated risk, because winning is important. (2) After they settle in a bit, they offer to organize—and pay for—quarterly roundtables for executive members of the organization. [read post]
18 Aug 2015, 7:44 am by Shaunna Mireau
Her legal team is focused on risk management. [read post]
26 Jul 2019, 6:17 am
Starks (University of Texas), on Wednesday, July 24, 2019 Tags: Climate change, Disclosure, Engagement, Environmental disclosure, ESG, Institutional Investors, Risk disclosure, Risk management, Surveys Proxy Voting Outcomes: By the Numbers Posted by Barbara Novick, BlackRock, Inc., on Wednesday, July 24, 2019 Tags: Boards of Directors, Executive Compensation, Index funds, Institutional… [read post]