Search for: "Securities and Exchange Commission"
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17 Aug 2012, 1:13 pm
The Securities and Exchange Commission accuses Eddie Murray, the former Baltimore Orioles player, of illegally trading on a tip on a $2.8 billion merger. [read post]
25 Aug 2010, 12:51 pm
The Securities and Exchange Commission voted 3 to 2 to adopt a rule that would give shareholders an easier way to nominate company directors. [read post]
15 Jun 2010, 8:56 am
Former Mayer Brown corporate partner Joseph Collins has settled charges filed against him by the Securities and Exchange Commission. [read post]
28 Aug 2012, 12:18 pm
The Securities and Exchange Commission's enforcement chief is out to dispel the "myth" of the revolving door. [read post]
8 Nov 2011, 3:44 pm
The penalty is the largest ever assessed against a person in a Securities and Exchange Commission insider trading case. [read post]
1 Mar 2010, 2:52 am
The Securities and Exchange Commission Feb. 24 voted unanimously to issue a statement making clear its commitment to a single set of globally accepted accounting standards but also stated that the move to international standards would be delayed. [read post]
14 Oct 2023, 6:30 am
Securities and Exchange Commission. [read post]
14 Oct 2023, 6:30 am
Securities and Exchange Commission. [read post]
6 Sep 2012, 5:41 am
Securities and Exchange Commission. [read post]
4 Mar 2010, 11:23 am
Today, the Securities and Exchange Commission (SEC) filed a securities fraud lawsuit against Sean David Morton of Manhattan Beach, California, alleging that Morton falsely claimed he would use his psychic expertise to provide investment guidance. [read post]
5 Nov 2010, 7:26 am
On November 3, the Securities and Exchange Commission issued a proposed rule implementing a program to pay eligible whistleblowers rewards for providing information about federal securities violations. [read post]
17 Aug 2022, 3:57 am
In a decision with significant implications for securities litigation and enforcement, the United States Court of Appeals for the Second Circuit recently rebuffed an attempt by the US Securities and Exchange Commission (SEC) to broaden the scope of “scheme liability” under Section 10(b) of the Securities Exchange Act of 1934 and Section 17(a) of the Securities Act of 1933. [read post]
17 Dec 2020, 6:19 am
Securities and Exchange Commission. [read post]
18 Feb 2025, 3:00 am
Federal agencies, such as the Federal Trade Commission (FTC) and the Securities and Exchange Commission (SEC), frequently pursue individuals and businesses in federal court for monetary damages and fines related to regulatory violations. [read post]
20 May 2009, 11:48 am
The Securities and Exchange Commission proposed rules on Wednesday that would make it possible for a company's shareholders to elect a limited number of independent directors, commission officials said. [read post]
19 May 2009, 4:38 pm
The Securities and Exchange Commission will propose new rules on Wednesday that would make it possible for a company's shareholders to elect a limited number of independent directors, according to commission officials. [read post]
10 Feb 2011, 12:38 pm
The Securities and Exchange Commission's Inspector General David Kotz said the Commission needs more funding to shore up deficiencies underlying regulatory failures and wasteful decisions, according to Jessica Holzer [read post]
23 Feb 2007, 9:08 am
The President's Working Group on Financial Markets (the heads of the Treasury, Federal Reserve, Securities and Exchange Commission and Commodity Futures Trading Commission) issued it report on whether to regulate hedge funds. [read post]
10 Jul 2023, 10:00 pm
A recent US Securities and Exchange Commission enforcement action demonstrates the Commission’s continued focus on executive perquisites and how cooperation with investigations may result in reduced—or no—civil monetary penalties being imposed. [read post]
10 Jul 2023, 10:00 pm
A recent US Securities and Exchange Commission enforcement action demonstrates the Commission’s continued focus on executive perquisites and how cooperation with investigations may result in reduced—or no—civil monetary penalties being imposed. [read post]
