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1 Feb 2012, 9:07 am by McNabb Associates, P.C.
Securities and Exchange Commission was also involved in the probe, said another person familiar with the case, who added that fewer than five people will be charged. [read post]
18 Jan 2016, 4:00 am by Administrator
Canadian Securities Law  2. [read post]
19 Oct 2016, 1:04 pm by Cynthia Marcotte Stamer
Stamer’s legal and management consulting work throughout her nearly 30-year career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
19 Jan 2012, 3:17 am by McNabb Associates, P.C.
District Court in Manhattan with one count each of conspiracy to commit securities fraud and securities fraud, according to court documents. [read post]
11 Feb 2010, 4:35 pm by Colin O'Keefe
It's fair to say that most people assume a majority of the individuals spending significant chunks of time on social media are probably younger, in their 20s or 30s. [read post]
5 Apr 2007, 5:31 am
These kinds of concerns are taking on a new importance in the wake of the upcoming consolidation of the NYSE Group Inc.'s New York Stock Exchange and the National Association of Securities Dealers. [read post]
27 Dec 2015, 4:00 am by Barry Sookman
LTD. v. uCOOL, INC. https://t.co/DyoGX8FYr2 -> Use of photo in blog post is fair use says US CA Katz v. [read post]
8 Jun 2017, 8:27 am by John Jascob
All of the members of the consortium are reputable business people, he wrote, and their identities have been fully disclosed to the SEC and CFIUS. [read post]
13 Jan 2017, 4:45 am by Jon Hyman
 — via Donna Ballman’s Screw You Guys, I’m Going Home What the New York Giants Just Taught Us About Handling Office Drama — via Inc. [read post]
18 Sep 2011, 8:21 pm by Ken
Before I get to that: please do not try to call these people or drive past their home or business or harass and torment them in any way. [read post]