Search for: "Financial Industry Regulatory Authority"
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14 Jun 2022, 2:11 pm
Finally, organizations need to consider how their records can be accessed, given that regulatory authorities may request a copy of them. [read post]
17 Jun 2009, 8:58 am
Nor does the proposed law necessarily require federal regulatory intrusion into the industry. [read post]
10 Jan 2013, 1:52 pm
The authors of LNT models, environmentalists, and a cadre of anti-industry scientists (“The Lobby”) are not willing, however, to be understood to be offering mere prudential guidance. [read post]
14 Nov 2012, 8:58 am
In addition to enhanced access to care, there are important financial considerations that make urgent care a compelling investment opportunity. [read post]
14 Nov 2012, 8:58 am
In addition to enhanced access to care, there are important financial considerations that make urgent care a compelling investment opportunity. [read post]
16 Jun 2022, 8:53 am
Finally, organizations need to consider how their records can be accessed, given that regulatory authorities may request a copy of them. [read post]
23 May 2022, 6:54 am
She is co-author of the book, College Athletes for Hire: The Evolution and Legacy of the NCAA’s Amateur Myth and editor and author of Women and Sport: A Continuing Journey from Liberation to Celebration. [read post]
19 Dec 2011, 2:26 am
Not being perfectly honest with FINRA On December 8, 2011, Steve Luparello, the Vice Chairman of the Financial Industry Regulatory Authority ("FINRA") also testified before the House Committee on Agriculture about MF Global's collapse. [read post]
16 Jun 2013, 9:30 pm
That is the vision of a drug regulatory system powered by big data. [read post]
18 Jun 2024, 9:57 am
Any views or opinions expressed herein are those of the author and are not necessarily the views of any client. [read post]
3 Aug 2010, 7:15 pm
Stamer, her experience, involvements, programs or Publishers of her many highly regarded writings on health industry and human resources matters include the Bureau of National Affairs, Aspen Publishers, ABA, AHLA, Aspen Publishers, Schneider Publications, Spencer Publications, World At Work, SHRM, HCCA, State Bar of Texas, Business Insurance, James Publishing and many others. [read post]
16 Jul 2019, 11:31 am
The lender has an ACH debit authorization to pull the money from the borrower’s bank account on the due date. [read post]
23 Aug 2010, 1:22 pm
Landfill gas collected by the separate Middlesex County Utilities Authority (MCUA) and Edgeboro Disposal Inc. [read post]
8 Jan 2019, 12:38 pm
ONC also reports Federal agencies, states, and industry have taken steps to address technical, trust, and financial challenges to interoperable health information access, exchange, and use for patients, health care providers, and payers (including insurers). [read post]
8 Aug 2017, 8:54 am
Quits levels and rates by industry and region, seasonally adjusted. [read post]
15 Sep 2016, 4:44 am
And what about financial services, which is one of the big things that makes London tick? [read post]
25 Jul 2016, 7:46 am
Member states The NIS Directive obliges member states to: adopt a national NIS strategy to define their strategic objectives and appropriate policy and regulatory measures in relation to cybersecurity; designate a national competent authority for the implementation and enforcement of the Directive; and a Computer Security Incident Response Teams (CSIRTs) responsible for handling incidents and risks (which can be the same as the national competent authority). [read post]
16 Aug 2023, 8:31 am
FINRA (Financial Industry Regulatory Authority) is a self-regulatory organization that oversees the securities industry in the United States. [read post]
21 Mar 2010, 12:19 pm
The following is a summary review of articles from all over the nation concerning environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
30 Mar 2022, 11:50 am
Investors need information about climate-related risks—and it is squarely within the Commission’s authority to require such disclosure in the public interest and for the protection of investors—because climate-related risks have present financial consequences that investors in public companies consider in making investment and voting decisions. [read post]
