Search for: "DIVISION OF RISK MANAGEMENT"
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2 Oct 2023, 12:26 pm
The team is well-versed in designing and implementing compliance programs for government contractors to manage and reduce antitrust risk, and has successfully defended contractors facing enforcement activity by the Strike Force. [read post]
3 Nov 2021, 11:55 am
In February 2021, then Acting Chair of the SEC Allison Herren Lee directed the Division of Corporate Finance to enhance its attention on climate-related disclosures. [read post]
3 Nov 2021, 4:32 pm
In February 2021, then Acting Chair of the SEC Allison Herren Lee directed the Division of Corporate Finance to enhance its attention on climate-related disclosures. [read post]
15 Aug 2013, 5:01 am
Respondent was awarded sole managing custody. [read post]
4 Aug 2011, 5:10 pm
The SEC’s regional offices would report to the Division of Enforcement, the Division of Investment Management, and the Division of Trading and Markets.Similarly, Section 965 would be amended to consolidate the Division of Risk, Strategy and Innovation and its employees into the Divisions of Corporation Finance, Enforcement, Investment Management and Trading and Markets. [read post]
4 Aug 2011, 5:10 pm
The SEC’s regional offices would report to the Division of Enforcement, the Division of Investment Management, and the Division of Trading and Markets.Similarly, Section 965 would be amended to consolidate the Division of Risk, Strategy and Innovation and its employees into the Divisions of Corporation Finance, Enforcement, Investment Management and Trading and Markets. [read post]
13 Jan 2014, 2:48 pm
<> More oil trains means more risk - The Columbian. [read post]
25 Sep 2023, 2:26 pm
Grewal, Director of the SEC’s Division of Enforcement. [read post]
13 Jul 2011, 4:09 pm
©2011 Amaxx Risk Solutions, Inc. [read post]
27 Mar 2012, 11:02 am
" Read on>>- Records and Information Management and Retention (Slideshow) [Venable]"Records and Information Management ("RIM") is a tool to manage the costs of storage of records and maintenance of electronic information, and the risks associated with either (a) not having records that are legally required to be retained, or (b) maintaining records that could have been destroyed or deleted pursuant to a RIM Policy... [read post]
4 Jul 2013, 9:11 am
The risk committee should be supported by a strong risk function, led by a Chief Risk Officer, with authority over the separatebusiness units. [read post]
19 Apr 2018, 7:01 am
Risk management oversight. [read post]
24 Sep 2009, 11:55 am
IQPC: Information Retention & E-Disclosure Management, Europe September 30 – October 1, 2009 Marriott Hotel Auguste Orts 3-7/Grand Place 1000 Brussels, Belgium K&L Gates partner David Cohen will present “Turning Theory Into Practice: Practical Steps to Take NOW to Reduce E-Disclosure/E-Discovery Risks and Costs” on Wednesday, September 30th at 11:00 AM. [read post]
31 Jan 2012, 10:33 am
He is accused of stabbing the pregnant 25-year-old restaurant manager to death and prosecutors say he will also be charged with a second count of murder for the woman's unborn child. [read post]
10 Apr 2024, 6:51 am
It’s a call that often starts out with the lawyer sharing that so and so company wants the lawyer to be their exclusive local point person and the lawyer is hoping I’ll give the idea my risk manager’s stamp of approval. [read post]
23 Aug 2016, 6:18 am
Many (almost 80%) of the judges who had resigned were in the civil/commercial divisions, with division chiefs and deputy division chiefs accounting for 14% and 19% respectively. [read post]
5 May 2022, 3:35 am
Grewal, Director of the SEC’s Division of Enforcement. [read post]
31 May 2023, 9:33 am
” The SEC also broadened its reach: It issued an investor alert on ESG funds, and the Division of Examinations issued a risk alert for ESG investing. [read post]
11 Apr 2008, 6:01 pm
Melcher, executive vice president and managing director of Hawthorn, PNC Wealth Management's ultra high net worth division. [read post]
27 Dec 2012, 5:33 am
Department of Labor (Labor Department) Wage and Hour Division (W&HD). [read post]
