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15 Sep 2017, 6:10 am
Posted by William Magnuson, Texas A&M Law School, on Wednesday, September 13, 2017 Tags: Algorithmic trading, Banks, Bitcoin, Crowdfunding, Dodd-Frank Act, Financial crisis, Financial institutions, Financial regulation, Financial reporting, Financial technology, Innovation, International governance, Market efficiency, Moral hazard, SIFIs, Systemic risk OCC Stakes Out a Lead Role in Establishing New… [read post]
10 May 2019, 6:17 am
., on Saturday, May 4, 2019 Tags: Boards of Directors, Climate change, Corporate Social Responsibility, ESG, Executive Compensation, Index funds, Pay for performance, Shareholder rights, Shareholder value, Shareholder voting, Sustainability Operating Principles for Impact Management Posted by Irina Likhachova, International Finance Corporation, on Sunday, May 5, 2019 Tags: Accountability, Asset management, Corporate… [read post]
12 Jul 2019, 6:17 am
., on Friday, July 5, 2019 Tags: Boards of Directors, Controlling shareholders, Dual-class stock, ESG, Institutional Investors, Lyft, Shareholder voting, Uber Director Independence and Oversight Obligation in Marchand v. [read post]
28 Sep 2010, 11:18 am by Bonnie Harris
” Under Part V, “Protection from suffering detriment in employment,” of this law, 47B on “Protected disclosures” states that, “A worker has the right not to be subjected to any detriment by any act, or any deliberate failure to act, by his employer done on the ground that the worker has made a protected disclosure. [read post]
15 Dec 2017, 6:13 am
Wang (Harvard Business School), on Wednesday, December 13, 2017 Tags: Airgas v. [read post]
9 Nov 2007, 6:45 am
In a Nov. 1 letter, the senators called on the SEC not to take action on either draft rule and instead allow shareholders to continue filing proxy access resolutions based on the 2006 AFSCME v. [read post]
19 Apr 2019, 6:12 am
Rouhandeh, and Michael Kaplan, Davis Polk & Wardwell LLP, on Saturday, April 13, 2019 Tags: Bonds, Corporate fraud, DOJ, International governance, Misconduct, Rule 144, SEC, SEC enforcement, Securities litigation, Securities regulation, Volkswagen 2019 Proposed Amendments to DGCL Posted by John Mark Zeberkiewicz and Brigitte Fresco, Richards, Layton & Finger, P.A., on Saturday, April 13, 2019 Tags: Appraisal… [read post]
6 Oct 2017, 6:09 am
Posted by Ron Kaniel, University of Rochester Simon Business School, on Monday, October 2, 2017 Tags: Accounting, Agency costs, Asset management, Bonuses, Fund performance, Incentives, Institutional Investors, International governance, Management, Mutual funds, Pay for performance, Sweden Delaware’s Loss of Top Spot for Lawsuit Climate Posted by Ning Chiu, Davis Polk & Wardwell LLP, on Monday, October 2, 2017 … [read post]
28 Sep 2010, 11:18 am by Bonnie Harris
” Under Part V, “Protection from suffering detriment in employment,” of this law, 47B on “Protected disclosures” states that, “A worker has the right not to be subjected to any detriment by any act, or any deliberate failure to act, by his employer done on the ground that the worker has made a protected disclosure. [read post]
24 Feb 2017, 5:35 am
Carter and Karla Bos, Teneo Governance, on Sunday, February 19, 2017 Tags: Boards of Directors, Engagement, Glass Lewis, Institutional Investors, ISS, Proxy advisors, Proxy season, Proxy voting, Shareholder activism, Shareholder voting, Social media Gordon v. [read post]
3 Jul 2018, 11:14 am by Mike Delikat
” Uniform Definition of “Whistleblower” In the wake of Digital Realty Trust, Inc. v. [read post]
14 Jan 2025, 9:01 pm by renholding
As I leave the FDIC, I thought there might be value in sharing some of the lessons of that experience as we head into a period of uncertainty about the future path of financial regulation in the United States and globally. [read post]
25 Dec 2017, 9:40 pm by The Regulatory Review
Supreme Court’s recent decision in Endrew F. v. [read post]