Search for: "State v. Investors Security Corporation"
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5 Oct 2022, 6:30 am
Additionally, unlike claims under Section 11 and 12(a)(2), which are generally limited to disclosures made in connection with offerings of securities within the prior three years, claims under Section 10(b) and Rule 10b-5 can be brought by investors in previously issued securities traded on the secondary market (including common stock). [read post]
9 May 2023, 9:01 pm
Questionnaires should require information on whether the nominee is an employee, officer, partner or co-investor of the nominating stockholder. [read post]
13 Jun 2012, 1:20 am
Supreme Court's decision in Morrison v. [read post]
13 Jun 2012, 1:20 am
Supreme Court's decision in Morrison v. [read post]
29 Jul 2011, 1:28 am
“We think the court got it wrong,” said Ann Yerger, executive director of the Council of Institutional Investors. [read post]
11 Apr 2022, 9:01 pm
For example, Section 160 of the Delaware General Corporation Law prohibits a corporation from purchasing its shares of capital stock when the purchase “would cause any impairment of the capital of the corporation”;4 its organizational documents, including its certificate of incorporation and bylaws; any agreements that may restrict or limit its ability to repurchase its securities. [read post]
7 Dec 2009, 3:00 am
I haven't done detailed research on the latest state filing data on LLCs and corporations. [read post]
4 Jul 2024, 9:05 pm
Securities and Exchange Commission or my fellow Commissioners. [read post]
24 Sep 2011, 6:13 am
Farina v. [read post]
2 Feb 2010, 11:01 am
In Dirks v. [read post]
27 Mar 2012, 11:57 am
One of the hottest trends in securities litigation in the latter part of the last decade was what became known as foreign-cubed (or “f-cubed”) class actions, securities fraud class actions filed on behalf of foreign investors against foreign companies involving securities traded on a foreign exchange. [read post]
5 Mar 2025, 1:41 pm
This problem is compounded by so-called “priority of payments” provisions in public company D&O policies, which require D&O insurers to pay Side A loss before paying indemnifiable D&O loss (Side B) or entity securities coverage loss (Side C). [read post]
4 Sep 2018, 3:35 pm
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
8 Sep 2010, 2:57 am
: Since January 1, 2008 and through September 3, 2010, 283 banks have failed in the United States, and the total number of failed banks continues to grow. [read post]
11 Aug 2015, 10:17 am
EDISON, Inc., v. [read post]
7 Jan 2011, 10:04 am
Bank v. [read post]
12 Dec 2017, 4:36 pm
Howey Co., which states that a security is an investment contract in which a person 1) invests their money; 2) in a common enterprise; 3) with an expectation of profits; 4) based on the efforts of the promoter or a third party. [read post]
24 Mar 2014, 3:44 am
The Quazzo Case The question is at the core of a decision earlier this month by Manhattan Commercial Division Justice Marcy Friedman in Quazzo v 9 Charlton St. [read post]
24 Oct 2019, 2:40 pm
The Telegram TRO Dating back to as early as 2014, the SEC began bringing enforcement actions relating to cryptocurrency, and with its October 11, 2019 filing of SEC v. [read post]
2 Feb 2010, 8:12 am
The Securities and Exchange Commission (SEC) has issued guidance telling companies they must disclosure risks to investors related to the company's exposure to effects of climate change and potential regulations. [read post]
