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It has also faced significant criticism from legal, regulatory, and financial parties for its alleged part in driving the “gamification” of investing among Reddit forum users and “meme-stock” buyers, many of which are inexperienced traders. [read post]
30 Jun 2021, 8:50 am by Iorio Altamirano
Robinhood agreed to the sanctions to settle broad regulatory allegations that the firm misled customers, approved ineligible traders for risky strategies, and did not supervise technology that failed and locked millions out of trading. [read post]
23 Jun 2021, 10:12 am by Tom Smith
In case he changes his mind about reopening, I made a trip to Trader Joe’s to stock up on Ultra Chocolate ice cream. [read post]
23 Jun 2021, 8:46 am by John Jascob
The traders intended to cancel the trades before they were executed to create a false impression of supply and demand in the market and induce other traders to execute trades on the perpetrators’ opposite-side orders, according to the DOJ. [read post]
22 Jun 2021, 8:11 am by Dan Bressler
It said that without an appeal, the precedent set by Judge Stanton’s order could muddy securities litigation with limitless claims involving third-party traders. [read post]
21 Jun 2021, 7:54 pm by Chris Manes
  The Issue With the rise of e-commerce, advanced telecommunications, and the new prevalence of remote work due to the COVID emergency, more and more people are choosing the option of living in one state while working for an employer in another, without ever setting foot at the employer’s place of business. [read post]
18 Jun 2021, 8:16 am by Kristian Soltes
Unlike the dollar, their value fluctuates wildly depending on the whims of speculative day traders. [read post]
15 Jun 2021, 12:01 pm by Geoff Schweller
He exposed a scheme in which a major currency trader and several banks in multiple countries colluded to lower the values of the U.S. dollar and the British sterling pound for their own financial gain. [read post]
11 Jun 2021, 4:00 pm by luiza
  As the Libor and FX manipulation scandals demonstrate, which largely took place in traders’ chat rooms throughout European banks, international whistleblowers are frequently best placed to expose such wrongdoing. [read post]
11 Jun 2021, 3:07 pm by dfaulk-white
Read More The post Federal Court Sanctions Australian Trader for Spoofing and Engaging in a Manipulative and Deceptive Scheme appeared first on CFTC Law. [read post]
11 Jun 2021, 2:02 pm by Zak Read
The rapid rise in GME shares pitted pros against joes as institutional players, hedge funds, and investment professionals lined up on one side and retail investors, online traders and small brokerages, on the other.[6] One prominent investor said the retail investors, often labeled “dumb money” … Read the rest [read post]
9 Jun 2021, 6:00 am by Jane Turner
” As time passed and feeling like nothing was being done, Kitchen wondered if the traders were controlling the regulators, and pointed out a specific situation of a trader heading a regulatory agency, which Kitchen referred to as “a gross conflict of interest. [read post]
8 Jun 2021, 9:01 pm by News Desk
To hide use of the substance, fake labels were used with traders operating without a valid license. [read post]
7 Jun 2021, 2:56 pm by Kevin LaCroix
” While courts have previously rejected limiting liability to only breaches of fiduciary or fiduciary-like relationships between the trader and the source of the information (see, e.g., S.E.C. v. [read post]
7 Jun 2021, 1:15 pm by Bruce Berman
This is especially attractive to frequent traders who require accurate pricing and full disclosure for difficult-to-value assets. [read post]
4 Jun 2021, 1:01 am by rhapsodyinbooks
Roth Grand Cru, chopped up small or shredded 1 cup shredded Renard’s “Terrific Trio” (Cheddar, Gouda, and Parmesan) 1/2 cup shredded Trader Joe’s “Unexpected Cheddar” (contains Parmesan) and 1/2 cup shredded Gruyère Note 1: Optimal cheeses to use will be slightly sweet and nutty but with enough “bite” to stand out among the other flavors of the scones. [read post]
3 Jun 2021, 6:33 am by Joe Wojciechowski
It is extremely rare for an investor to buy a non-trader REIT unsolicited; non-traded REITs are sold, not bought, goes the saying. [read post]
3 Jun 2021, 5:42 am by Shannon O'Hare
KEY POINTS FOR TRADERS Banking licence not required for non-resident lenders granting bilateral credit facilities or participating in syndications. [read post]
28 May 2021, 10:05 am by luiza
  (Bonus points for those who remember that DOJ’s earlier announcement about Schena coincided with the SEC filing, a separate lawsuit charging a penny-stock trader for allegedly conducting a fraudulent pump-and-dump scheme to jack up the price of Arrayit’s stock. [read post]