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12 Nov 2020, 11:45 am
To receive information from Liskow & Lewis, your information will be kept in a secured contact database. [read post]
6 Jun 2012, 2:00 am
The case actually began several years ago with the Department issuing a desist and refrain order against an issuer for the offer and sale of securities without qualification. [read post]
16 Sep 2011, 10:02 am
., Lucan Entertainment Group LLC, Live 630 Group, Live Nation Touring, and ESG Security as defendants. [read post]
6 Jun 2012, 2:00 am
The case actually began several years ago with the Department issuing a desist and refrain order against an issuer for the offer and sale of securities without qualification. [read post]
12 Jun 2008, 12:02 am
Therefore, the company refused to discipline anyone. [read post]
16 Jan 2019, 3:00 am
Here’s an excerpt from the SEC’s press release: The Securities and Exchange Commission today announced charges against nine defendants for participating in a previously disclosed scheme to hack into the SEC’s EDGAR system and extract nonpublic information to use for illegal trading. [read post]
11 Feb 2014, 10:01 am
In December of 2007, Bassell AF S.C.A. acquired Lyondell Chemical Company (“Lyondell”) through a leveraged buyout (“LBO”). [read post]
11 Dec 2014, 9:44 am
Nevertheless, defendants’ counsel pointed out that “all the rest of this falls by the wayside” if the director is not a whistleblower. [read post]
7 Oct 2011, 1:05 pm
As a much younger lawyer, I was amazed to learn that in a bankruptcy proceeding, rather than requiring a process server to serve the complaint upon the defendants, a debtor-plaintiff can actually serve their bankruptcy complaint on the creditor-defendants by U.S. [read post]
5 Sep 2012, 3:57 am
” The campaign also has some strong words about national security space policy: I am committed to a robust national security space program and I will direct the development of capabilities that defend and increase the resilience of space assets. [read post]
24 Jul 2010, 1:43 pm
While these code sections may read like Greek to the uninitiated, what they all boil down to is that companies like Goldman who sell “securities” like stocks and bonds to investors are required to provide potential investors ALL material information — positive, negative and neutral — about the proposed investment. [read post]
27 Jul 2023, 7:34 am
The pillars are: Defend Critical Infrastructure; Disrupt and Dismantle Threat Actors; Shape Market Forces to Drive Security and Resilience; Invest in a Resilient Future; and, Forge International Partnerships to Pursue Shared Goals. [read post]
30 Oct 2021, 11:09 pm
In my opinion, anybody who runs a tobacco company is inherently an immoral person, and this includes companies who sell essential supplies to that scum of an industry. [read post]
20 Feb 2024, 3:00 am
Google’s initiative aims to reverse the ‘defender’s dilemma,’ where attackers need only to exploit a single vulnerability to penetrate networks, while defenders must constantly remain error-free. [read post]
10 Oct 2008, 4:04 pm
The government is also asking for similarly harsh prison terms for three of Graham's co-defendants -- Ronald Ferguson, Gen Re's former CEO; Elizabeth Monrad, the company's ex-CFO; and Christian Milton, the former vice president of reinsurance at AIG. [read post]
28 Jul 2023, 7:50 am
Dunn, CEO of drilling company CrownQuest Operating, and Wilks, who sold his fracking company, are the largest donors to Defend Texas Liberty PAC, one of Paxton’s largest campaign financiers, according to public records. [read post]
31 Jul 2012, 7:48 am
Once the fees were paid, the bureau alleged, the defendants not only failed to follow through on their promises of mortgage assistance, but in many cases stopped communicating with consumers and made it difficult to secure a refund. [read post]
21 Jan 2015, 3:44 am
In addition to ordering disgorgement and civil penalties, they just order defendants to do what the securities laws already require them to do – that is, obey the law. [read post]
15 Oct 2019, 10:19 am
The insurance company? [read post]
21 May 2010, 4:38 am
Currently, in some cases, a defendant may engage in a securities law violation that harms investors, but the SEC cannot obtain disgorgement from the defendant because the defendant did not personally benefit from the violation. [read post]
