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19 Jul 2010, 7:36 am by Erik Gerding
Taking a comparative perspective, Europe would have suffered its own financial crisis even if no German bank or Norwegian village had purchased mortgage-backed securities. [read post]
3 May 2010, 1:22 pm by James Hamilton
First, the MFA believes that the definition could result in the registration of numerous relatively small institutions that have no systemic significance to financial markets. [read post]
7 Mar 2024, 6:59 am by Richard Reibstein Esq.
The first case is one in which a state and county sought enforcement of California’s strict ABC test for independent contractor status and secured a settlement against a staffing company including its agreement to reclassify workers as employees whom it had previously classified as ICs. [read post]
23 Mar 2009, 9:15 am
Donohue, all money market funds should have resumed shadow pricing their portfolio securities based on their market price. [read post]
27 Apr 2020, 4:55 pm by tvasil
:  On April 23, the Department of Insurance, Securities and Banking issued Bulletin 20-IB-2-04/10, to insurers, captives, and RRGs domiciled in the District of Columbia, regarding modified regulatory filing requirements during the public health emergency. [read post]
7 Sep 2023, 9:03 pm by Brian Connor
The post Week in Review first appeared on The Regulatory Review. [read post]
22 Mar 2021, 9:07 pm by Lucas Siegmund
When companies initiate an IPO, they hire investment banks to review their disclosures. [read post]
18 May 2023, 5:16 am by Andrew Fink, Matthew Johnston
Like Russian oligarchs and officials, MKs are elite companies that must be foreign companies first. [read post]
20 Oct 2022, 9:47 pm by Tori Hawekotte
The post Week in Review first appeared on The Regulatory Review. [read post]
3 Apr 2014, 11:43 am by Jonathan Bailey
Whether it’s your bank account, tax records or your personal documents. [read post]
2 Feb 2018, 12:57 pm by John Floyd
First, the agents do not have to inform the questioned individual that the interrogation is being recorded; and, second, in “national security” investigations, there is an accepted presumption that interrogations will not be recorded. [read post]
2 May 2011, 3:00 am by LindaMBeale
The White House billed it as “saving Social Security first,” viewing the surplus as an opportunity to shore up the nation’s finances before huge numbers of the baby boom generation began claiming federal retirement benefits. [read post]
24 May 2013, 6:40 pm
Fitness Holdings also borrowed millions of dollars around the same time from Pacific Western Bank, secured by all of Fitness Holdings assets and guaranteed by Hancock Park. [read post]
21 Mar 2013, 1:24 pm
“The fact that 2015 is an election makes it more likely that we’re actually going to see the books balanced,” said Sebastien Lavoie, assistant chief economist at Laurentian Bank Securities. [read post]
22 Jun 2015, 2:47 pm by Benjamin Wittes
However the commission obtained harrowing first hand testimony by means of Skype, VTC and telephone interviews. [read post]
12 Nov 2021, 5:35 am by Joshua Jacoby
You can also open a secured credit card with your current banking institution. [read post]