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24 Apr 2015, 11:46 am
Parthemer never disclosed his private securities transactions to either Morgan Stanley or Wells Fargo. [read post]
30 Sep 2007, 10:14 am
The Morgan County Prosecutor's Office has 30 days to respond. [read post]
22 Oct 2008, 7:03 pm
N.A. as Successor to JP Morgan Chase Bank N.A. as Trustee, et al. [read post]
8 Feb 2010, 9:07 am
Martin, and Morgan State Univ. v. [read post]
3 Oct 2011, 4:42 pm
White Castle - White Castle Complaint - Jay EngAvoiding or Defeating Will Contest Actions: 10 Effective Strategies - Dinsmore & Shohl LLPAmerica Invents Act Significantly Changes Patent Law - Armstrong TeasdaleArizona Medical Marijuana Act - The Basic Facts - Jaburg WilkCongress Passes America Invents Act - Morgan LewisNew Safety Concerns Over Celexa, Proton Pump Inhibitors - Patrick Malone & Associates, P.C.Senate Bill Proposes to End Misclassification of Independent Contractors -… [read post]
29 Jun 2016, 4:27 pm
The Federal Reserve did not object to the capital plan of Morgan Stanley, but is requiring the firm to submit a new capital plan by the end of the fourth quarter of 2016 to address certain weaknesses in its capital planning processes. [read post]
7 Mar 2022, 10:31 am
The compliance conference also reportedly covered enforcement, noting a recent sanction for JP Morgan over its failure to maintain employee communications records over WhatsApp and digital messaging technology. [read post]
14 Jan 2012, 11:37 am
There are a whole bunch of new law firms that made the radar this year, here are some: Morrison & Foerster, Debevoise & Plimpton, Cooley Godward, Akerman Senterfitt, Patton Boggs, Fenwick & West, Kaye Scholer, Sonnenschein Nath & Rosenthal, Shepperd Mullin, Morgan Lewis, Ballard Spahr, Hogan & Hartson, King & Spalding, Covington & Burling, Cahill Gordon, Cleary Gottlieb, Simpson Thacher, Baker & McKenzie, Goodwin Procter, Orrick Herrington, Pitney Hardin,… [read post]
31 Aug 2011, 6:49 am
Morgan, Morgan Stanley and Wedbush, own BATS. [read post]
18 Mar 2008, 6:49 am
The other letter provides temporary, conditional relief from restrictions on principal transactions between the Bear Stearns advisers and clients of investment advisers affiliated with JP Morgan and transactions between the JP Morgan advisers and clients of the Bear Stearns advisers.The Division of Enforcement wrote a letter declining to provide assurances about possible future enforcement actions. [read post]
3 Sep 2008, 3:36 pm
Specifically, regulators announced settlements in principle, with UBS, Citigroup, Merrill Lynch, Morgan Stanley, Wachovia, Goldman Sachs, JP Morgan and Deutsche Bank. [read post]
16 Jul 2012, 3:09 pm
Morgan Chase. [read post]
29 Jan 2012, 1:04 pm
” Add to this that Anthony Habgood, Reed’s chairman, had a “good reputation for disposals” of non-core assets in previous roles, according to Patrick Wellington, an analyst at Morgan Stanley. [read post]
26 Feb 2019, 6:24 am
From June 2013 through August 2018 Levine was was associated with Morgan Stanley. [read post]
4 Oct 2022, 6:48 am
Morgan told Salter, “I couldn’t find an HR contact. [read post]
28 Aug 2018, 2:42 pm
Morgan Stanley Smith Barney LLC, et al. [read post]
12 May 2009, 3:34 am
Reported law department layoffs (reported by companies or tipsters) include:AIGBank of AmericaCigna Corp.Creative LabsCadence Design Systems Inc.Chrysler MotorsCitibank GroupCV TherapeuticsDeutsche Bank eBayeLoyalty Corp.Ford MotorsGeneral Electric Co.General MotorsGenentechHome Depot Hyatt Corp.IntelInternational PaperJP Morgan ChaseMacy's, Inc.MicrosoftMerrill Lynch & Co.Motorola Inc.Schering-PloughSony ElectronicsSprint Nextel Sun MicrosystemsSymantec Corp.Time Warner… [read post]
5 Jul 2022, 9:16 am
Morgan Securities LLC Yang Liang NYLife Securities LLC Daniel Motola William Nicoloff, Jr. [read post]
13 Apr 2007, 8:59 am
The same proposal, put before Morgan Stanley investors the same day, got 37 percent support, AFSCME representatives said. [read post]
4 Apr 2021, 12:00 pm
From 2004 through 2009, Carrick was registered with Morgan Stanley and ultimately discharged for violating the firm’s policies and procedures as stated above. [read post]
