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22 Dec 2008, 8:41 pm
In an e-mail to Risk & Governance Weekly, agency spokesman John Nester said "the staff agrees with the signatories on the importance of disclosing material financial risks to companies, and notes that Item 303 of Regulation S-K requires companies to identify and disclose known trends, events, demands, commitments, and uncertainties that are reasonably likely to have a material effect on a company's financial condition or operating performance. [read post]
19 Oct 2011, 6:41 am by Charon QC
  I am grateful to John Bolch at Family Lore for bringing this excellent nonsense to my attention. [read post]
9 May 2010, 3:44 pm by Tom Goldstein
  (For conservatives who point to John Roberts’ time on the D.C. [read post]
17 Jan 2014, 10:58 am by Tom Kosakowski
-- Chris LaHatte, ICANN Ombudsman"Ombudsman in Olympic Sport" -- John Ruger, USOC Athlete Ombudsman"How Hollywood Negotiates: Lessons from the Movies" -- Linda Brothers, Associate Ombudsman, Center for Cooperative Resolution, National Institutes for Health "What Would You Do? [read post]
23 Jun 2016, 4:26 am
The AmeriKat's fellow American friend, Taly Dvorkis (Allen & Overy LLP), ties the two decisions together:"Last week the U.S. [read post]
31 Dec 2018, 10:12 am
The Little Book of Common Sense Investing by John C. [read post]
16 Jun 2007, 9:18 pm
    Unfortunately, I had to leave the conference early to participate in a bankruptcy conference at the Allen John law firm so this was all I got to hear. [read post]
13 Apr 2011, 3:16 pm by Ted Allen
Kinetic Concepts, a Texas-based medical technology company, plans to omit a shareholder proposal on eligibility grounds even though the SEC turned down its no-action request.In January, Kinetic Concepts asked the SEC's Corporation Finance Division staff for permission to omit a declassification proposal filed by California shareholder activist John Chevedden, who is part of a retail investor network that files more than 100 resolutions each year. [read post]
28 Oct 2010, 1:12 pm by Ted Allen
John Campbell of California, have called for higher ownership thresholds, such as 5, 10, and 20 percent, depending on a company's market cap. [read post]
19 Oct 2011, 9:39 am by Ted Allen
During a 2008 no-action request by Hain Celestial, the SEC ruled that shareholder activist John Chevedden did not need to submit a letter from a DTC participant; a letter from an “introducing broker” that was not a DTC member would suffice. [read post]
11 Oct 2007, 11:43 am
Chief Justice John Roberts said the court should defer to Congress, which acted to limit class-action suits by investors in late 1990s. [read post]
12 Feb 2020, 4:34 am by SHG
“UConn agreed to a process that is much more likely to result in a fair hearing for John Doe,” said Doe’s lawyer, Michael Thad Allen of Waterford. [read post]
9 Sep 2009, 11:21 am
Brink, John Koch, Richard Samuelson, Michael Carp, Howard S. [read post]
15 Jul 2008, 6:32 pm
(with Alma Cohen and Allen Ferrell) and The Powerful Antitakeover Force of Staggered Boards: Further Findings and a Reply to Symposium Participants (with John Coates and Guhan Subramanian) in the 2003 list; and • Managerial Power and Rent Extraction in the Design of Executive Compensation (with Jesse Fried and David Walker) and Powerful Antitakeover Force of Staggered Boards: Theory, Evidence, and Policy (with John Coates and… [read post]