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4 Apr 2018, 4:48 am by John Jascob
IPO Vital Signs does not track closed-end funds, best efforts or non-underwritten deals, or IPO offerings for amounts less than $5 million. [read post]
2 Oct 2008, 12:15 pm
  A broker-dealer becomes a CSE by applying to the Commission for an exemption from computing capital using the Commission's standard net capital rule, and the broker-dealer's ultimate holding company consenting to group-wide Commission supervision (if it does not already have a principal regulator). [read post]
24 Sep 2009, 5:00 am
Listened to another great podcast today from John Byrne at Business Week. [read post]
2 Jan 2023, 3:03 pm by Lawrence B. Ebert
Imprecise usage of “jurisdiction” is not a new phenomenon, as the Court acknowledged in John R. [read post]
27 Sep 2007, 1:15 pm
The company buys patents from small companies and individual inventors and also files patents on its own inventions. [read post]
23 Feb 2011, 8:05 am
., EU: News ReportsThis posting was written by John W. [read post]
29 Dec 2014, 4:06 am by Kevin LaCroix
In a interesting December 22, 2014 opinion (here), District of Rhode Island Judge John J. [read post]
29 Jul 2012, 1:00 am
We enjoy each other’s company and share the same values. [read post]