Search for: "Brown v. U.S. Securities and Exchange Commission" Results 81 - 100 of 159
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
5 Mar 2024, 6:55 am by Dan Bressler
Securities and Exchange Commission rules on potential conflicts of interest stemming from having an attorney on the board who’s employed by a law firm that receives work from the company. [read post]
29 Apr 2010, 2:08 pm by Jim Hodgson
Securities and Exchange Commission (SEC), one fully supported by the relevant statute, Section 10 of the Securities Exchange Act of 1934, that investors do have a right of action against these defendants. [read post]
6 Mar 2022, 11:36 am by Katherine Pompilio
Kurup posted the unanimous court decision in FBI v. [read post]
As former Justice Benjamin Curtis, who dissented in Dred Scott v. [read post]
12 Dec 2008, 10:55 pm
§ § 78j(b) and 78t(a), and Rule 10b-5 promulgated thereunder by the Securities and Exchange Commission, 17 C.F.R. [read post]
18 Oct 2018, 9:30 pm by Bobby Chen
Securities and Exchange Commission (SEC) concluded that two national stock exchanges—the New York Stock Exchange and NASDAQ—failed to demonstrate that the fees they charged for access to market data complied with the Securities Exchange Act of 1934. [read post]
5 Oct 2018, 5:52 am
Securities and Exchange Commission, on Monday, October 1, 2018 Tags: Elon Musk, Misconduct, Rule 10b-5, SEC enforcement, Securities enforcement, Securities fraud, Settlements, Tesla A Tale of Two Earnouts Posted by Gail Weinstein, Brian T. [read post]
3 Nov 2022, 11:00 pm by Daniel Jin
Accordingly, Brazil has a very complex legal system, with a set of specific laws — issued by the Federal, State and Municipal Governments — and regulations — issued by administrative governmental authorities, such as the Central Bank of Brazil and the Brazilian Securities and Exchange Commission (Comissão de Valores Mobiliários) — governing a variety of situations and environments, including rules applicable to the members of the… [read post]
5 Jan 2022, 9:29 am by ernst
  In the fall of 1933, Hugo Black, then U.S. [read post]
3 Oct 2022, 5:56 am by Justin Cole
Unspoken in this exchange is the failure of the proposed war crimes legislation to include command or superior responsibility liability. [read post]
1 Jul 2022, 4:24 am by Emma Snell
Security Council, U.S., U.K. and French diplomats all placed the onus on Iran for the failure to revive the agreement after more than a year of negotiation. [read post]
28 May 2022, 12:02 pm by Haley Proctor
SEC, the Court denied the exchanges’ petitions challenging the SEC’s regulation concerning the collection and dissemination of securities market data. [read post]